Political Law Review: Legislative Department
A. The Legislative Power
B. Congress
2. Bicameralism vs. Unicameralism.
C. The Senate
D. House of Representatives
2. Apportionment of legislative districts.
5. The Party-List System [R.A. 7941 (The Party-List System Act)]
[b] Registration; Manifestation to Participate in the Party-List System
[c] Refusal and/or Cancellation of Registration.
[d] Nomination of Party-List Representatives
[e] Qualifications of Party-List Nominees
[g] Number of Party-List Representatives
[h] Choosing Party-List Representatives.
[i] Effect of Change of Affiliation.
E. Election
F. Salaries
G. Privileges
2. Privilege of Speech and of Debate
H. Disqualifications
I. Other Inhibitions
J. Sessions
K. Officers
L. Quorum
M. Rules of Proceedings
N. Discipline of Members
1. Different from the suspension in R.A. 3019
O. Records and Books of Accounts
P. Legislative Journal and Congressional Record
3. Journal Entry vs. Enrolled Bill
Q. Electoral Tribunals
[a] HRET as an Independent and Non-Partisan Body*
[b] Disqualification of Electoral Tribunal Members*
[c] Recourse of Party-List Representatives*
[b] Jurisdiction over party-list nominees*
R. Commission on Appointments
[a] Minimum Party Representation*
S. Powers of Congress
1. General [plenary] legislative power.
[b] Appropriation law, defined
[ii] Special appropriation law
[d] Implied (extra-constitutional) limitations on appropriation measures
[i] Appropriation must be devoted to a public purpose.
[ii] The sum authorized to be released must be determinate, or at least determinable.
[e] Constitutional limitations on special appropriation measures
[i] Must specify the public purpose for which the sum is intended.
[f] Constitutional Rules on General Appropriations Law
[ii] The form, content, and manner of preparation of the budget shall be prescribed by law.
[v] Prohibition against transfer of appropriations.
[vi] Prohibition against appropriations for sectarian benefit
[viii] Automatic reappropriation
[ii] Arguments Raised by Respondents
[iii] The Congressional Pork Barrel in the 2013 PDAF Article
[iv] The Presidential Pork Barrel
[v] Final Note on SAROs and NCAs
4. Power of Legislative Investigation
[a] On the validity of restrictions
[ii] In accordance with duly published rules of procedure.
[iii] Rights of persons appearing in, or affected by such, inquiry shall be respected.
[a] Distinction with power to conduct inquiries in aid of legislation*
7. Power to Act as Board of Canvassers in Election of President
8. Power to Call a Special Election for President and Vice President
9. Power to Judge President's Physical Fitness to Discharge the Functions of the Presidency
11. Power to Concur in Presidential Amnesties
12. Power to Concur in Treaties or International Agreements
13. Power to Confirm Certain Appointments/Nominations Made by the President
15. Power Relative to Natural Resources
16. Power to Propose Amendments to the Constitution
VIII. THE LEGISLATIVE DEPARTMENT
A. The Legislative Power
1. Defined
The power to propose, enact, amend, and repeal laws.
2. Where vested
In the Congress, except to the extent reserved to the people by the provision on initiative and referendum.
[a] The Congress shall, as early as possible, provide for a system of initiative and referendum, and the exceptions therefrom, whereby the people can directly propose and enact laws or approve or reject any act or law or part thereof passed by the Congress or local legislative body after the registration of a petition therefor signed by at least ten percentum of the total number of registered voters, of which every legislative district must be represented by at least three percentum of the registered voters thereof [Sec. 32, Art. VI].
[i] In compliance with the constitutional mandate, Congress passed Republic Act No. 6735 [approved by President Aquino on August 4, 1989], known as an Act Providing for a System of Initiative and Referendum.
[ia] Initiative is the power of the people to propose amendments to the Constitution or to propose and enact legislation through an election called for the purpose.
There are three systems of initiative, namely:
Initiative on the Constitution – refers to a petition proposing amendments to the Constitution.
Initiative on statutes – refers to a petition proposing to enact a national legislation.
Initiative on local legislation – refers to a petition proposing to enact a regional, provincial, city, municipal, or barangay law, resolution, or ordinance.
Indirect initiative is the exercise of initiative by the people through a proposition sent to Congress or a local legislative body for action [Sec. 2, R.A. 6735].
Referendum is the power of the electorate to approve or reject legislation through an election called for the purpose. It may be of two classes:
Referendum on statutes – refers to a petition to approve or reject an act or law, or part thereof, passed by Congress.
Referendum on local laws – refers to a petition to approve or reject a law, resolution, or ordinance enacted by regional assemblies and local legislative bodies [Sec. 2(c), R.A. 6735].
[ib] Prohibited measures: The following cannot be the subject of an initiative or referendum petition:
No petition embracing more than one subject shall be submitted to the electorate.
Statutes involving emergency measures, the enactment of which is specifically vested in Congress by the Constitution, cannot be subject to referendum until ninety (90) days after their effectivity [Sec. 10, R.A. 6735].
[ic] Local Initiative:
Not less than 2,000 registered voters in case of autonomous regions, 1,000 in case of provinces and cities, 100 in case of municipalities, and 50 in case of barangays, may file a petition with the Regional Assembly or local legislative body, respectively, proposing the adoption, enactment, repeal, or amendment of any law, ordinance, or resolution [Sec. 13, R.A. 6735].
Autonomous Regions — 2,000
Provinces and Cities — 1,000
Municipalities — 100
Barangays — 50
[ic1] Limitations on Local Initiative:
The power of local initiative shall not be exercised more than once a year.
Initiative shall extend only to subjects or matters which are within the legal powers of the local legislative bodies to enact.
If at any time before the initiative is held, the local legislative body shall adopt in toto the proposition presented, the initiative shall be cancelled. However, those against such action may, if they so desire, apply for initiative.
B. Congress
1. Composition
[Sec. 1, Art. VI]:
A Senate and a House of Representatives.
2. Bicameralism vs. Unicameralism.
Bicameralism refers to a legislature divided into two separate chambers:
Lower House
Upper House
Unicameralism means a single legislative body handles all lawmaking duties.
C. The Senate
1. Composition
[Sec. 2, Art. VI]:
Twenty-four Senators elected at large by the qualified voters of the Philippines, as may be provided by law.
2. Qualifications of Senator
[Sec. 3, Art. VI]:
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Natural-born citizen of the Philippines.
On the day of the election, at least 35 years of age.
Able to read and write.
A registered voter.
A resident of the Philippines for not less than two years immediately preceding the day of the election.
3. Term of Office
[Sec. 4, Art. VI]:
Six years, commencing at noon on the 30th day of June next following their election.
[a] Limitation:
No Senator shall serve for more than two consecutive terms.
Voluntary renunciation of office for any length of time shall not be considered as an interruption in the continuity of his service for the full term for which elected.
D. House of Representatives
1. Composition
[Sec. 5(1) and (2), Art. VI]:
Not more than 250 members, unless otherwise provided by law, consisting of:
District representatives
elected from legislative districts apportioned among the provinces, cities, and the Metropolitan Manila area.
Party-list representatives
who shall constitute twenty per centum of the total number of representatives, elected through a party-list system of registered national, regional, and sectoral parties or organizations.
Sectoral representatives.
For three consecutive terms after the ratification of the Constitution, one-half of the seats allocated to party-list representatives shall be filled, as provided by law, by selection or election from the labor, peasant, urban poor, indigenous cultural communities, women, youth, and such other sectors as may be provided by law, except the religious sector.
[i] Until a law is passed, the President may fill by appointment from a list of nominees by the respective sectors the seats reserved for sectoral representation [Sec. 7, Art. XVIII, 1987].
Quintos-Deles v. Committee on Constitutional Commissions, Commission on Appointments, 177 SCRA 259:
These appointments shall be subject to confirmation by the Commission on Appointments.
2. Apportionment of legislative districts.
[Sec. 5(3) and (4), Art. VI]:
The question of the validity of an apportionment law is a justiciable question.
Macias v. COMELEC, 3 SCRA 1.
[a] Apportionment shall be made in accordance with the number of respective inhabitants [among provinces, cities, and Metro Manila area], on the basis of a uniform and progressive ratio. But:
Each city with not less than 250,000 inhabitants shall be entitled to at least one representative; and
Each province, irrespective of number of inhabitants, is entitled to at least one representative.
[i] Victorino Aldaba v. COMELEC, G.R. No. 188078, March 15, 2010:
A city that has attained a population of 250,000 is entitled to a legislative district only in the "immediately following election."
In short, a city must first attain the 250,000 population, and thereafter, in the immediately following election, such city shall have a district representative.
[ii] Benigno Simeon Aquino III v. COMELEC, G.R. No. 189793, April 7, 2010:
The constitutional provision draws a plain and clear distinction between the entitlement of a city to a district on the one hand, and the entitlement of a province to a district on the other.
For while a province is entitled to at least a representative, with nothing mentioned about population, a city must first meet a population of 250,000 in order to be similarly entitled.
[b] Each legislative district shall comprise, as far as practicable, contiguous, compact, and adjacent territory. This is intended to prevent gerrymandering.
Gerrymandering is the creation of representative districts out of separate points of territory in order to favor a candidate.
[c] Congress to make reapportionment of legislative districts within three years following the return of every census.
[i] Mariano v. COMELEC, G.R. No. 118577, March 7, 1995:
The Court held that the Constitution does not preclude Congress from increasing its membership by passing a law other than a general apportionment law.
In fact, in Tobias v. Abalos, 239 SCRA 106, it ruled that reapportionment of legislative districts may be made through a special law.
To hold that reapportionment can be made only through a general law would create an inequitable situation where a new city or province created by Congress will be denied legislative representation for an indeterminate period of time.
That intolerable situation would deprive the people in the new city or province a particle of their sovereignty.
Sovereignty cannot admit of subtraction; it is indivisible. It must be forever whole or it is not sovereignty.
[ii] Montejo v. COMELEC, G.R. No. 118702, March 16, 1995:
It was held that while concededly the conversion of Biliran into a regular province brought about an imbalance in the distribution of voters and inhabitants in the 5 districts of Leyte, the issue involves reapportionment of legislative districts, and petitioner’s remedy lies with Congress.
This Court cannot itself make the reapportionment as petitioner would want.
[iii] Sema v. COMELEC, G.R. No. 177597, July 16, 2008:
The Supreme Court ruled that Congress cannot validly delegate to the ARMM Regional Assembly the power to create legislative districts; nothing in Sec. 20, Article X of the Constitution authorizes autonomous regions, expressly or impliedly, to create or reapportion legislative districts.
The power to increase the allowable membership in the House of Representatives and to reapportion legislative districts is vested exclusively in Congress.
Accordingly, Sec. 19, Art. VI of R.A. 9054, granting the ARMM Regional Assembly the power to create provinces and cities, is void for being contrary to Sec. 5, Art. VI, and Sec. 20, Art. X, as well as Sec. 3 of the Ordinance appended to the Constitution.
3. Qualifications
[Sec. 6, Art. VI]
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Natural-born Filipino citizen
On the day of the election, at least 25 years of age
Able to read and write
Except the party-list representatives, a registered voter in the district in which he shall be elected
Except the party-list representatives, a resident thereof for not less than one year immediately preceding the day of the election.
[a] Imelda Romualdez-Marcos v. COMELEC, 248 SCRA 300:
The Court upheld the qualification of Mrs. Imelda Romualdez Marcos (IRM), despite her own declaration in her certificate of candidacy that she had resided in the district for only seven months, because of the following:
A minor follows the domicile of his parents; Tacloban became IRM's domicile of origin by operation of law when her father brought the family to Leyte.
Domicile of origin is lost only when there is:
actual removal or change of domicile,
a bona fide intention of abandoning the former residence and establishing a new one, and
acts which correspond with the purpose;
in the absence of clear and positive proof of the concurrence of all these, the domicile of origin should be deemed to continue.
The wife does not automatically gain the husband's domicile because the term "residence" in Civil Law does not mean the same thing in Political Law; when IRM married Marcos in 1954, she kept her domicile of origin and merely gained a new home, not a domicilium necessarium.
Even assuming that she gained a new domicile after her marriage and acquired the right to choose a new one only after her husband died, her acts following her return to the country clearly indicate that she chose Tacloban, her domicile of origin, as her domicile of choice.
[b] Aquino v. COMELEC, 248 SCRA 400:
It was held that Agapito Aquino failed to prove that he had established not just residence but domicile of choice in Makati.
In his certificate of candidacy for the 1992 elections, he indicated that he was a resident of San Jose, Concepcion, Tarlac, for 52 years; he was a registered voter of the same district; his birth certificate places Concepcion, Tarlac, as birthplace.
Thus, his domicile of origin was Concepcion, Tarlac; and his bare assertion of transfer of domicile from Tarlac to Makati is hardly supported by the facts of the case.
[c] Coquilla v. COMELEC, G.R. No. 151914, July 31, 2002:
The Supreme Court ruled that the petitioner had not been a resident of Oras, Eastern Samar, for at least one year prior to the May 14, 2001 elections.
Although Oras was his domicile of origin, petitioner lost the same when he became a US citizen after enlisting in the US Navy.
From then on, until November 10, 2000, when he reacquired Philippine citizenship through repatriation, petitioner was an alien without any right to reside in the Philippines.
Caasi v. COMELEC, 191 SCRA 229:
It was held that immigration to the US by virtue of the acquisition of a "green card" constitutes abandonment of domicile in the Philippines.
4. Term of Office [Sec. 7, Art. VI]
Three years, commencing at noon on the 30th day of June next following their election.
Limitation: Shall not serve for more than three consecutive terms.
5. The Party-List System [R.A. 7941 (The Party-List System Act)]
The party-list system is a mechanism of proportional representation in the election of representatives to the House of Representatives from national, regional and sectoral parties or organizations or coalitions thereof registered with the Commission on Elections.
[a] Definition of Terms
[i] Party means either a political party or a sectoral party or a coalition of parties.
[ii] Political party refers to an organized group of citizens advocating an ideology or platform, principles and policies for the general conduct of government and which, as the most immediate means of securing their adoption, regularly nominates and supports certain of its leaders and members as candidates for public office.
It is a national party when its constituency is spread over the geographical territory of at least a majority of the regions. (Mamamayang Liberal Party)
It is a regional party when its constituency is spread over the geographical territory of at least a majority of the cities and provinces comprising the region. (Ako Bicol)
[iii] Sectoral party refers to an organized group of citizens belonging to any of the following sectors: labor, peasant, fisherfolk, urban poor, indigenous cultural communities, elderly, handicapped, women, youth, veterans, overseas workers and professionals, whose principal advocacy pertains to the special interest and concerns of their sector. (Gabriela Women’s Party, Kabataan, Duterte Youth)
[iv] Sectoral organization refers to a group of citizens or a coalition of groups of citizens who share similar physical attributes or characteristics, employment, interests or concerns.
[v] Coalition refers to an aggrupation of duly registered national, regional, sectoral parties or organizations for political and/or election purposes. (Makabayan Bloc)
[b] Registration; Manifestation to Participate in the Party-List System
Any organized group of persons may register as a party, organization or coalition for purposes of the party-list system by filing with the COMELEC not later than 90 days before the election a petition verified by its president or secretary stating its desire to participate in the party-list system as a national, regional or sectoral party or organization or a coalition of such parties or organizations.
Any party, organization or coalition already registered with the COMELEC need not register anew, but shall file with the COMELEC not later than 90 days before the election a manifestation of its desire to participate in the party-list system.
[i] Atong Paglaum, Inc. v. COMELEC, G.R. No. 203766, April 2, 2013:
The Supreme Court formulated new parameters to guide the COMELEC in determining who may participate in the May 13, 2013 and subsequent elections:
[ia] Three different groups may participate in the party-list system, namely:
national parties or organizations;
regional parties or organizations; and
sectoral parties or organizations.
[ib] National parties or organizations and regional parties or organizations do not need to organize along sectoral lines and do not need to represent any "marginalized or under-represented" sector.
[ic] Political parties can participate in party-list elections provided they register under the party-list system and do not field candidates in legislative district elections.
A political party, whether major or not, that fields candidates in legislative district elections can participate in party-list elections only through its sectoral wing that can separately register under the party-list system.
The sectoral wing is by itself an independent sectoral party, and is linked to a political party through a coalition.
[id] Sectoral parties or organizations may either be "marginalized and under-represented" or lacking in "well-defined political constituencies."
It is enough that their principal advocacy pertains to the special interest and concerns of their sector.
The sectors that are "marginalized and under-represented" include:
labor, peasant, fisherfolk, urban poor, indigenous cultural communities, handicapped, veterans, and overseas workers.
The sectors that lack "well-defined constituencies" include:
professionals, the elderly, women, and the youth.
[ie] A majority of the members of sectoral parties or organizations that represent the "marginalized and under-represented" must belong to the "marginalized and under-represented" sector they represent.
Similarly, a majority of the members of sectoral parties or organizations that lack "well-defined constituencies" either must belong to their respective sectors, or must have a track record of advocacy for their respective sectors.
The nominees of national and regional parties or organizations must be bona fide members of such parties or organizations.
[if] National, regional and sectoral parties or organizations shall not be disqualified if some of their nominees are disqualified, provided that they have at least one nominee who remains qualified.
[c] Refusal and/or Cancellation of Registration.
The COMELEC may, motu proprio or upon a verified complaint of any interested party, refuse or cancel, after due notice and hearing, the registration of any national, regional, or sectoral party, organization, or coalition on any of the following grounds:
RVF-RVU-CFF
it is a religious sect or denomination, organization, or association organized for religious purposes;
it advocates violence or unlawful means to seek its goal;
it is a foreign party or organization;
it is receiving support from any foreign government, foreign political party, foundation, organization, whether directly or through any of its officers or members, or indirectly through third parties, for partisan election purposes;
it violates or fails to comply with laws, rules, or regulations relating to elections;
it declares untruthful statements in its petition;
it has ceased to exist for at least one year; and
it fails to participate in the last two preceding elections or fails to obtain at least 2% of the votes cast under the party-list system in the two preceding elections for the constituency in which it has registered.
None of the 8 grounds to refuse or cancel registration refers to non-representation of the "marginalized and underrepresented."
[i] Philippine Guardians Brotherhood, Inc. (PGBI) v. COMELEC, G.R. No. 190529, April 29, 2010:
The word "or" in No. (8) above is a disjunctive term signifying disassociation and independence of one thing from the other things enumerated; it should, as a rule, be construed in the sense in which it ordinarily implies, as a disjunctive word.
Thus, the plain, clear, and unmistakable language of the law provides for two separate reasons for delisting a party-list group, namely:
that it failed to participate in the last two preceding elections, and
that it failed to obtain at least 2% of the votes cast in the two preceding elections for the constituency in which it was registered.
This ruling effectively abandons Philippine Mines Safety Environment Association, also known as MINERO v. COMELEC, G.R. No. 177548, May 10, 2007, which erroneously held that a party-list organization that does not participate in an election necessarily gets, by default, less than 2% of the votes cast.
[ii] Ang Ladlad LGBT Party v. COMELEC, G.R. No. 190582, April 8, 2010:
Moral disapproval, without more, is not a sufficient governmental interest to justify exclusion of homosexuals from participation in the party-list system.
The LGBT (lesbians, gays, bisexuals, or transgendered individuals) is a sector that can be represented in the party-list system even if it is not specifically enumerated in the law.
The crucial element is not whether a sector is specifically enumerated, but whether a particular organization complies with the requirements of the Constitution and R.A. 7941.
[iii] Alliance for Nationalism and Democracy (ANAD) v. COMELEC, G.R. No. 206987, September 10, 2013:
The COMELEC may, motu proprio, cancel, after due notice and hearing, the registration of any party-list organization if it violates or fails to comply with laws, rules, or regulations relating to elections.
Coalition of Associations of Senior Citizens v. COMELEC, G.R. Nos. 206844-45, July 23, 2013
But where a party-list group was not apprised of the fact that the term-sharing agreement entered into by the nominees of the said party-list group in 2010 would be a material consideration in the evaluation of the organization's qualifications as a party-list group for the 2013 elections, thus denying the party-list group the opportunity to answer this issue squarely, it was held that the party-list group was denied due process.
[iv] The Supreme Court has recognized, on several occasions, the power of the COMELEC to cancel a political party's registration.
Bello v. COMELEC, G.R. No. 191998, December 7, 2010:
The Court confirmed that a complaint for the cancellation of a party-list registration, aside from a petition for the disqualification of the party-list nominee, provides a "plain, speedy, and adequate remedy" against a party-list organization alleged to have failed to comply with Sec. 6 of COMELEC Resolution No. 8807 to submit documentary evidence to prove that they belong to a marginalized and under-represented sector.
ABC (Alliance for Barangay Concerns) v. COMELEC, G.R. No. 193256, March 22, 2011:
Likewise, the Court declared that the power of the COMELEC not only to register political parties but also to cancel their registration emanates from no less than Sec. 2 (5), Art. IX-C of the Constitution.
Register, after sufficient publication, political parties, organizations, or coalitions which, in addition to other requirements, must present their platform or program of government; x x x. Financial contributions from foreign governments and their agencies to political parties, organizations, coalitions, or candidates related to elections, constitute interference in national affairs, and, when accepted, shall be an additional ground for the cancellation of their registration with the Commission, in addition to other penalties that may be prescribed by law.
[v] Abang Lingkod Party-List v. COMELEC, G.R. No. 206952, October 22, 2013:
Track record is a record of past performance often taken as an indicator of likely future performance.
There is no basis in law and established jurisprudence to insist that groups seeking registration under the party-list system still need to comply with the track record requirement.
Nowhere in R.A. 7941 is it mandated that groups seeking registration must submit evidence to show track record as a group.
[d] Nomination of Party-List Representatives
Each registered party, organization, or coalition shall submit to the COMELEC not later than 45 days before the election a list of names, not less than five, from which party-list representatives shall be chosen in case it obtains the required number of votes.
A person may be nominated in one list only.
Only persons who have given their consent in writing may be named in the list.
The list shall not include:
any candidate for any elective office or
a person who has lost his bid for an elective office in the immediately preceding election.
No change shall be allowed after the list shall have been submitted to the COMELEC except in cases where the nominee:
dies,
withdraws in writing his nomination, or
becomes incapacitated.
In such case, the name of the substitute nominee shall be placed last in the list.
Incumbent sectoral representatives in the House of Representatives who are nominated in the party-list system shall not be considered resigned.
[i] Cocofed-Philippine Coconut Producers Federation, Inc. v. COMELEC, G.R. No. 207026, August 6, 2013:
Sec. 8, R.A. 7941 expressly requires a party-list group to submit a list containing at least five qualified nominees. Failure to submit the list of five nominees before the election warrants the cancellation of the party’s registration.
The requirement of submission of a list of five nominees is primarily a statutory requirement for the registration of party-list groups, and the submission of this list is part of the registered party's continuing compliance with the law to maintain its registration.
A party-list group's previous registration with the COMELEC confers no vested right for the maintenance of its registration. The party must prove not only its continued possession of the requisite qualifications but equally, its compliance with the basic requirements of the law.
[e] Qualifications of Party-List Nominees
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Natural-born citizen of the Philippines
At least 25 years of age on the day of the election
Able to read and write
A registered voter
A resident of the Philippines for at least one year immediately preceding the day of the election
A bona fide member of the party or organization which he seeks to represent for at least 90 days preceding the day of the election
For the youth sector:
Must be at least 25 years of age but not more than 30 years of age on the day of the election
Any youth representative who attains the age of 30 during his term shall be allowed to continue in office until the expiration of his term
[i] Milagros Amores v. House of Representatives Electoral Tribunal, G.R. No. 189600, June 29, 2010:
R.A. 7941 covers all youth sector nominees vying for party-list representative seats.
A nominee for the youth sector must be at least 25, but not more than 30, years of age on the day of the election.
[f] Manner of Voting
Every voter shall be entitled to two votes:
A vote for the candidate for member of the House of Representatives in his legislative district; and
A vote for the party, organization, or coalition he wants represented in the House of Representatives.
Provided, that a vote cast for a party, sectoral organization, or coalition not entitled to be voted for shall not be counted.
In the May 2025 midterm polls, the Duterte Youth received 2,338,564 votes which entitled the group to three seats in the House of Representatives. However, it was not proclaimed. On August 2025, the Comelec has canceled the registration of the Duterte Youth for "misrepresentation" of the youth sector.
[i] Bantay Republic Act or BA-RA 7941 v. COMELEC, G.R. No. 177271, May 4, 2007:
The Supreme Court held that the Commission on Elections has a constitutional duty to disclose and release the names of the nominees of the party-list groups, citing Sec. 7, Article III of the Constitution on the right of the people to information on matters of public concern as complemented by the policy of full disclosure and transparency in government.
[g] Number of Party-List Representatives
The party-list representatives shall constitute 20% of the total number of the members of the House of Representatives including those under the party-list.
For purposes of the May 1998 elections, the first five major political parties on the basis of party representation in the House of Representatives at the start of the Tenth Congress of the Philippines shall not be entitled to representation in the party-list system.
In determining the allocation of seats for the second vote, the following procedure shall be observed:
The parties, organizations, and coalitions shall be ranked from the highest to the lowest based on the number of votes they garnered during the elections; and
The parties, organizations, and coalitions receiving at least 2% of the total votes cast for the party-list system shall be entitled to one seat each.
Provided, that those garnering more than 2% of the votes shall be entitled to additional seats in proportion to their total number of votes; provided, finally, that each party, organization, or coalition shall be entitled to not more than three (3) seats.
[i] Veterans Federation Party v. COMELEC, G.R. No. 136781, October 6, 2000:
The Supreme Court reversed the COMELEC ruling that the 38 respondent parties, coalitions, and organizations were each entitled to a party-list seat despite their failure to obtain at least 2% each of the national vote in the 1998 party-list election.
The Court said that the Constitution and R.A. 7941 mandate at least four inviolable parameters: 20-2-3-P
20% allocation – The combined number of all party-list congressmen shall not exceed 20% of the total membership of the House of Representatives.
2% threshold – Only those parties garnering a minimum of 2% of the total valid votes cast for the party-list system are qualified to have a seat in the House.
Three-seat limit – Each qualified party, regardless of the number of votes it actually obtained, is entitled to a maximum of three seats (one qualifying and two additional).
Proportional representation – The additional seats which a qualified party is entitled to shall be computed "in proportion to their total number of votes.
[ia] Partido ng Manggagawa (PM) and Butil Farmers Party (Butil) v. COMELEC, G.R. No. 164702, March 15, 2006:
Petitioners party-list groups sought the immediate proclamation by the COMELEC of their respective second nominee, claiming that they were entitled to one (1) additional seat in the House of Representatives based on the number of votes they obtained and on the formula used by the Supreme Court in Ang Bagong Bayani.
The Court held that the formula used in the landmark case of Veterans Federation Party, which is:
Additional seats = Votes cast for Qualified PartyVotes cast for First Party Allotted Seats for First Party
shall be followed.
Ang Bagong Bayani merely reiterated this formula for computing the additional seats which a party-list group shall be entitled to.
First Party Seat Allocation:
Identify the party with the highest number of votes.
Compute its percentage of the total party-list votes.
If it gets:
≥6% → 3 seats
≥4% but <6% → 2 seats
≥2% but <4% → 1 seat
Additional Seats for Other Qualified Parties:
Use the formula.
Round down to the nearest whole number.
Only parties with ≥2% are eligible for additional seats.
[ib] Ang Bagong Bayani - OFW Labor Party v. COMELEC, G.R. No. 147589, June 26, 2001:
The Supreme Court said that even if major political parties are allowed by the Constitution to participate in the party-list system, they must show, however, that they represent the interests of the marginalized and under-represented.
The following guidelines should be followed in order that a political party registered under the party-list system may be entitled to a seat in the House of Representatives:
MC-RD-AC-MC
must represent marginalized and under-represented sectors;
major political parties must comply with this statutory policy;
Ang Bagong Buhay Hayaang Yumabong (as a party) must be subject to the express constitutional prohibition against religious sects;
the party must not be disqualified under R.A. 7941;
the party must not be an adjunct of an entity or project funded by the government;
the party and its nominees must comply with the requirements of the law;
the nominee must also represent a marginalized or under-represented sector; and
the nominee must be able to contribute to the formulation and enactment of appropriate legislation that will benefit the nation.
[ii] BANAT (Barangay Association for National Advancement and Transparency) v. COMELEC, G.R. No. 179271, April 21, 2009:
Abandoned the formula adopted in Veterans Federation Party in the matter of the allocation of additional seats to party-list groups, even as it also explained that the requirement in Bagong Bayani that the nominees must represent a marginalized or under-represented sector does not mean that the nominee must wallow in poverty.
[iia] In this case, the Court prescribed the procedure to be followed in the allocation of seats for party-list representatives under Sec. 11, R.A. 7941, viz:
The parties, organizations and coalitions shall be ranked from the highest to the lowest based on the number of votes they garnered during the election.
The parties, organizations and coalitions receiving at least 2% of the total votes cast for the party-list system shall be entitled to one guaranteed seat each.
Those garnering sufficient number of votes according to the ranking in paragraph 1 shall be entitled to additional seats in proportion to their total number of votes until all additional seats are allocated.
Each party, organization or coalition shall be entitled to not more than three seats.
[iib] In computing the additional seats, the guaranteed seats shall no longer be included, because they have already been allocated, at one seat each to every two percenter.
Thus, the remaining available seats for allocation as "additional seats" are the maximum seats reserved under the Party-List System less the guaranteed seats.
There shall be two steps in the second round of allocation:
First, the percentage is multiplied by the remaining available seats, which is the difference between the maximum seats reserved under the Party-List System and the guaranteed seats of the two percenters. The whole integer of the product of the percentage and the remaining available seats corresponds to the party's share in the remaining available seats.
Second, assign one party-list seat to each of the parties next in rank until all available seats are completely distributed.
Personal Notes on Computation based on BANAT v. COMELEC
Compute Total Party-List Seats
Use this formula:
Partylist Representative0.20 = Number of District Representatives0.80
Partylist Representative = Number of District Representatives0.80 0.20
Allocate Guaranteed Seats
Rank all parties from highest to lowest based on total votes.
Any party receiving at least 2% of the total party-list votes gets 1 guaranteed seat.
Allocate Additional Seats (Two-Step Process)
Proportional Allocation
Compute each party’s percentage of total party-list votes
Vote Percentage= Votes of PartyTotal Party-List Votes
Multiply this percentage by the number of remaining seats
Additional Seats= Vote Percentage Total PartyList Seats -Guaranteed Seats
Round down to the nearest whole number.
No party may receive more than 3 seats total.
Fill Remaining Seats
If seats remain unallocated after Step 1, assign 1 seat each to the next highest-ranked parties (based on vote count) until all seats are filled.
Example:
If there are 200 district representatives in Congress, 50 seats are available for party-list representatives.
50 = 2000.80 0.20
Suppose 10 party-list groups each received at least 2% of the total party-list votes, each of these 10 groups gets 1 guaranteed seat. 40 seats shall remain for allocation.
40 =50-10
If Party A received 6% of the total votes, Party A now has 1 guaranteed seat and 2 additional seats.
2.4 = 0.06 (50-10)
If Party B received 3.5% of the total votes, Party B now has 1 guaranteed seat and 1 additional seat.
1.4 = 0.035 (50-10)
If Party C received 2% of the total votes, Party C has 1 guaranteed seat only.
0.8 = 0.02(50-10)
[h] Choosing Party-List Representatives.
Party-list representatives are proclaimed by the COMELEC based on the list of names submitted by the respective parties, organizations or coalitions to the COMELEC according to their ranking in the list.
[i] Effect of Change of Affiliation.
Any elected party-list representative who changes his political party or sectoral affiliation during his term of office shall forfeit his seat; provided that if he changes his political party or sectoral affiliation within six (6) months before an election, he shall not be eligible for nomination as party-list representative under his new party or organization.
[j] Vacancy.
In case of vacancy in the seats reserved for party-list representatives, the vacancy shall be automatically filled by the next representative from the list of nominees in the order submitted to the COMELEC by the same party, organization or coalition, who shall serve for the unexpired term. If the list is exhausted, the party, organization or coalition concerned shall submit additional nominees.
[k] Term of Office; Rights.
Party-list representatives shall be elected for a term of three (3) years, and shall be entitled to the same salaries and emoluments as regular members of the House of Representatives.
E. Election [Sec. 8-9, Art. VI]
1. Regular
Unless otherwise provided by law, on the second Monday of May [Sec. 8, Art. VI].
2. Special
To fill a vacancy, but elected member shall serve only for the unexpired portion of the term [Sec. 9, Art. VI].
See R.A. 6645. An Act Prescribing the Manner of Filing a Vacancy in the Congress of the Philippines.
Senate: Vacancy must occur at least 18 months before the next regular election.
House of Representatives: Vacancy must occur at least 1 year before the next regular election.
COMELEC can only act upon receiving a formal resolution from either chamber of Congress, or an official communication from the Senate President or House Speaker if Congress is in recess.
The special election must be held between 45 and 90 days from the date of the resolution or communication, unless a general election is scheduled within that period—in which case, the special election is held simultaneously.
Lozada v. COMELEC, 120 SCRA 337.
F. Salaries [Sec. 10, Art. VI]
[Sec. 10, Art. VI].
The salaries of Senators and Members of the House of Representatives shall be determined by law.
No increase in said compensation shall take effect until after the expiration of the full term of all the members of the Senate and the House of Representatives approving such increase.
Philconsa v. Mathay, 18 SCRA 300; Ligot v. Mathay, 56 SCRA 823.
G. Privileges [Sec. 11, Art. VI]
1. Freedom from Arrest
[Sec. 11, Art. VI].
A Senator or Member of the House of Representatives shall, in all offenses punishable by not more than six years imprisonment, be privileged from arrest while the Congress is in session."
[a] This is reinforced by Art. 145, Revised Penal Code (Violation of Parliamentary Immunity), which provides:
The penalty of prision mayor shall be imposed upon any person who shall use force, intimidation, threats or fraud to prevent any member of the National Assembly from attending the meetings of the Assembly or of any of its committees or subcommittees or divisions thereof, from expressing his opinions or casting his vote; and the penalty of prision correccional shall be imposed upon any public officer or employee who shall, while the Assembly is in regular or special session, arrest or search any member thereof, except in case such member has committed a crime punishable under this Code by a penalty higher than prision mayor.
[b] People v. Jalosjos, G.R. No. 132875, February 3, 2000:
The Supreme Court denied the motion of Congressman Jalosjos that he be allowed to fully discharge the duties of a Congressman, including attendance at legislative sessions and committee hearings despite his having been convicted by the trial court of a non-bailable offense.
The denial was premised on the following:
Membership in Congress does not exempt an accused from statutes and rules which apply to validly incarcerated persons.
One rationale behind confinement, whether pending appeal or after final conviction, is public self-defense, i.e., it is the injury to the public, not the injury to the complainant, which state action in criminal law seeks to redress.
It would amount to the creation of a privileged class, without justification in reason, if notwithstanding their liability for a criminal offense, they would be considered immune from arrest during their attendance in Congress and in going to and returning from the same.
Accused-appellant is provided with an office at the House of Representatives with a full complement of staff, as well as an office at the Administration Building, New Bilibid Prison, where he attends to his constituents; he has, therefore, been discharging his mandate as member of the House of Representatives, and being a detainee, he should not even be allowed by the prison authorities to perform these acts.
[c] Trillanes IV v. Judge Pimentel, G.R. No. 179817, June 27, 2008:
A similar ruling was made in this case.
Petitioner Antonio Trillanes sought from the Makati RTC leave to attend Senate sessions and to convene his staff, resource persons, and guests and to attend to his official functions as Senator.
He anchored his motion on his right to be presumed innocent, and claimed that the Jalosjos ruling should not be applied to him, because he is a mere detention prisoner and is not charged with a crime involving moral turpitude.
The Makati RTC denied the motion.
Elevating the matter, the Supreme Court denied Trillanes’ petition on the ground that Sec. 13, Art. III of the Constitution explicitly provides that crimes punishable by reclusion perpetua are non-bailable.
The Court further said that the presumption of innocence does not necessarily carry with it the full enjoyment of civil and political rights.
2. Privilege of Speech and of Debate
No Member shall be questioned nor be held liable in any other place for any speech or debate in the Congress or in any committee thereof.
[a] Note that the member of Congress may be held to account for such speech or debate by the House to which he belongs.
See OsmeΓ±a v. Pendatun, 109 Phil. 863
Jimenez v. Cabangbang, 17 SCRA 876.
H. Disqualifications [Sec. 13, Art. VI]
1. Incompatible Office
[Sec. 13, Art. VI].
No Senator or Member of the House of Representatives may hold any other office or employment in the Government, or any subdivision, agency, or instrumentality thereof, including government-owned or controlled corporations or their subsidiaries during his term without forfeiting his seat.
[a] Forfeiture of the seat in Congress shall be automatic upon the member's assumption of such other office deemed incompatible with his seat in Congress.
See ⭐Adaza v. Pacana, 135 SCRA 431
However, no forfeiture shall take place if the member of Congress holds the other government office in an ex officio capacity, e.g., membership in the Board of Regents of the University of the Philippines by the Chairman, Committee on Education, in the Senate.
[b] Dante Liban v. Senator Richard Gordon, G.R. No. 175352, January 18, 2011:
The petitioners challenged the continued incumbency of Senator Richard Gordon as Chairman of the Philippine National Red Cross (PNRC), saying that it constituted a violation of this constitutional provision.
In the July 15, 2009 Decision, the Court declared several provisions of R.A. 95, the charter of PNRC, as unconstitutional, and thus ruled that there was no constitutional violation, inasmuch as the PNRC was not a government agency or instrumentality.
[i] This decision was, however, reversed in the Resolution on the Motion for Reconsideration. There, the Court said that the PNRC, as a National Society of the International Red Cross and Red Crescent Movement, can neither be classified as an instrumentality of the State (so as not to lose its character of neutrality as well as independence), nor strictly as a private corporation (since it is regulated by international humanitarian law and is treated as an auxiliary of the State). Based on this, the sui generis status of PNRC is now sufficiently established, and R.A. 95 remains valid and constitutional in its entirety.
[ii] Because the PNRC is not a government subdivision, agency, or instrumentality, nor a government-owned or controlled corporation, there can be no prohibition against Senator Richard Gordon concurrently holding the position of Chairman of PNRC.
2. Forbidden Office
[Sec. 13, Art. VI].
Neither shall he be appointed to any office which may have been created or the emoluments thereof increased during the term for which he was elected.
The ban against appointment to the office created or the emoluments thereof increased shall, however, last only for the duration of the term for which the member of Congress was elected.
I. Other Inhibitions
[Sec. 14, Art. VI].
No Senator or Member of the House of Representatives may personally appear as counsel before any court of justice or before the Electoral Tribunals, or quasi-judicial or other administrative bodies.
Neither shall he, directly or indirectly, be interested financially in any contract with, or in any franchise or special privilege granted by the Government or any subdivision, agency, or instrumentality thereof, including any government-owned or controlled corporation, or its subsidiary, during his term of office.
He shall not intervene in any matter before any office of the Government for his pecuniary benefit or where he may be called upon to act on account of his office.
1. What is prohibited is “personally” appearing as counsel.
2. Upon assumption of office, must make a full disclosure of financial and business interests. Shall notify House concerned of a potential conflict of interest that may arise from the filing of a proposed legislation of which they are authors [Sec. 12, Art. VI].
J. Sessions
1. Regular Session
Congress shall convene once every year on the fourth Monday of July, unless a different date is fixed by law, and shall continue for such number of days as it may determine until thirty days before the opening of its next regular session, exclusive of Saturdays, Sundays and legal holidays.” (Sec. 15, Art. VI)
2. Special Session
The President may call a special session at any time. (Sec. 15, Art. VI)
A special session may be called by the President at any time, usually to consider legislative measures which the President may designate in his call.
3. Joint Sessions
[a] Voting separately:
PPVSA
Choosing the President (Sec. 4, Art. VII)
Determine President's disability (Sec. 11, Art. VII)
Confirming nomination of the Vice President (Sec. 9, Art. VII)
Declaring the existence of a state of war (Sec. 23, Art. VI)
Proposing constitutional amendments (Sec. 1, Art. XVII)
[b] Voting jointly:
To revoke or extend proclamation suspending the privilege of the writ of habeas corpus or placing the Philippines under martial law (Sec. 18, Art. VII).
4. Adjournment
Neither House during the sessions of the Congress shall, without the consent of the other, adjourn for more than three days, nor to any other place than that in which the two Houses shall be sitting. (Sec. 16[5], Art. VI)
K. Officers
[Sec. 16(1), Art. VI].
The Senate shall elect its President, and the House of Representatives its Speaker, by a majority vote of all its respective members.
Each House shall choose such other officers as it may deem necessary.
L. Quorum
[Sec. 16(2), Art. VI].
A majority of each House, but a smaller number may adjourn from day to day and may compel the attendance of absent Members in such manner and under such penalties as such House may determine.
Quorum — any number sufficient to transact business
1. Avelino v. Cuenco, 83 Phil. 17:
The authority for the principle that the basis in determining the existence of a quorum in the Senate shall be the total number of Senators who are in the country and within the coercive jurisdiction of the Senate.
2. Resolution on the Motion for Reconsideration in Arroyo v. De Venecia, G.R. No. 127255, June 26, 1998:
The Supreme Court declared that the question of quorum cannot be raised repeatedly, especially when a quorum is obviously present, for the purpose of delaying the business of the House.
M. Rules of Proceedings
[Sec. 16(3), Art. VI].
Each House may determine the rules of its proceedings.
Pacete v. Secretary of the Commission on Appointments, 40 SCRA 58
N. Discipline of Members
[Sec. 16(3), Art. VI].
Each House may punish its members for disorderly behavior, and, with the concurrence of 2/3 of all its members, suspend (for not more than sixty days) or expel a member.
OsmeΓ±a v. Pendatun, 109 Phil. 863:
The Supreme Court said that the determination of the acts which constitute disorderly behavior is within the full discretionary authority of the House concerned, and the Court will not review such determination, the same being a political question.
1. Different from the suspension in R.A. 3019
The suspension contemplated in the Constitution is different from the suspension prescribed in the Anti-Graft and Corrupt Practices Act (R.A. 3019).
The latter is not a penalty but a preliminary preventive measure and is not imposed upon the petitioner for misbehavior as a member of Congress.
Paredes v. Sandiganbayan, G.R. No. 118364, August 10, 1995
Miriam Defensor-Santiago v. Sandiganbayan, G.R. No. 128055, April 18, 2001:
The Supreme Court clarified this ruling saying that Sec. 13, R.A. 3019 (where it appears to be a ministerial duty of the court to issue the order of suspension upon a determination of the validity of the criminal information filed before it) does not state that the public officer should be suspended only in the office where he is alleged to have committed the acts charged.
Furthermore, the order of suspension provided in R.A. 3019 is distinct from the power of Congress to discipline its own ranks.
Neither does the order of suspension encroach upon the power of Congress.
The doctrine of separation of powers, by itself, is not deemed to have effectively excluded the members of Congress from R.A. 3019 or its sanctions.
O. Records and Books of Accounts
[Sec. 20, Art. VI]
Preserved and open to the public in accordance with law.
Books shall be audited by the Commission on Audit (COA), which shall publish annually an itemized list of amounts paid to and expenses incurred for each member.
P. Legislative Journal and the Congressional Record
[Sec. 16(4), Art. VI].
Each House shall keep a Journal of its proceedings, and from time to time publish the same, excepting such parts as may, in its judgment, affect national security; and the yeas and nays on any question shall, at the request of one-fifth of the Members present, be entered in the Journal.
Each House shall also keep a Record of its proceedings.
1. Legislative Journal
Matters which, under the Constitution, are to be entered in the Journal:
Yeas and nays on third and final reading of a bill;
Veto message of the President;
Yeas and nays on the repassing of a bill vetoed by the President; and
Yeas and nays on any question at the request of 1/5 of members present.
Journals — record of what is done and past in a legislative assembly.
They are useful not only for authenticating the proceedings but also for the interpretation of laws through a study of the debates held thereon.
The publication of the journals is in line with the right to information on matters of public concern as guaranteed in Article III, Section 7 of the Constitution.
2. Enrolled Bill Theory
An enrolled bill is one duly introduced and finally passed by both Houses, authenticated by the proper officers of each, and approved by the President.
The enrolled bill is conclusive upon the courts as regards the tenor of the measure passed by Congress and approved by the President.
The Court is bound under the doctrine of separation of powers by the contents of a duly authenticated measure of the legislature.
Mabanag v. Lopez Vito, 78 Phil. 1
Arroyo v. De Venecia, G.R. No. 127255, August 14, 1997
Casco [Phil.] Chemical Co. v. Gimenez, 7 SCRA 347
If a mistake was made in the printing of the bill before it was certified by Congress and approved by the President, the remedy is amendment or corrective legislation, not a judicial decree.
3. Journal Entry vs. Enrolled Bill
Enrolled bill prevails, except as to matters which, under the Constitution, must be entered in the Journal.
Astorga v. Villegas, 56 SCRA 714
Morales v. Subido, 26 SCRA 150
4. The Congressional Record
Each House shall also keep a Record of its proceedings.
Q. Electoral Tribunals
[Sec. 17, Art. VI].
1. Composition
Three Supreme Court justices designated by the Chief Justice, and six members of the house concerned chosen on the basis of proportional representation from the political parties registered under the party-list system represented therein.
The Senior Justice shall be its Chairman.
3 Supreme Court justices
selected by the Chief Justice
Senior Justice serves as the Chairman
6 members of the concerned House
chosen based on proportional representation
from political parties under the party-list system
[a] HRET as an Independent and Non-Partisan Body*
The HRET was created as a non-partisan court.
It must be independent of Congress and devoid of partisan influence and consideration.
“Disloyalty to the party” and “breach of party discipline” are not valid grounds for the expulsion of a member.
HRET members enjoy security of tenure; their membership may not be terminated except for a just cause such as:
the expiration of congressional term,
death,
resignation from the political party,
formal affiliation with another political party, or
removal for other valid causes.
Bondoc v. Pineda, 201 SCRA 792
See also Tanada v. Cuenco, 100 Phil 1101.
[b] Disqualification of Electoral Tribunal Members*
On the disqualification of the senator-members of the Senate Electoral Tribunal, because an election contest is filed against them, see Abbas v. Senate Electoral Tribunal, 166 SCRA 651, where the Supreme Court held that it cannot order the disqualification of the Senators-members of the Electoral Tribunal simply because they were themselves respondents in the electoral protest, considering the specific mandate of the Constitution and inasmuch as all the elected Senators were actually named as respondents.
[c] Recourse of Party-List Representatives*
Pimentel v. House of Representatives Electoral Tribunal, G.R. No. 141489, November 29, 2002:
The Supreme Court said that even assuming that party-list representatives comprise a sufficient number and have agreed to designate common nominees to the HRET and Commission on Appointments, their primary recourse clearly rests with the House of Representatives and not with the Court.
Only if the House fails to comply with the directive of the Constitution on proportional representation of political parties in the HRET and Commission on Appointments can the party-list representatives seek recourse from this Court through judicial review.
Under the doctrine of primary administrative jurisdiction, prior recourse to the House is necessary before the petitioners may bring the case to Court.
2. Power
The Electoral Tribunals of the Houses of Congress shall be the sole judge of all contests relating to the election, returns, and qualifications of their respective members.
[a] Jurisdiction*
Sampayan v. Daza, 213 SCRA 807
Involving a petition filed directly with the Supreme Court to disqualify Congressman Raul Daza for being allegedly a green card holder and a permanent resident of the United States, the Court held that it is without jurisdiction, as it is the HRET which is the sole judge of all contests relating to election, returns, and qualifications of its members.
Furthermore, the case is moot and academic, because Daza’s term of office as member of Congress expired on June 30, 1992.
The proper remedy should have been:
a petition filed with the Commission on Elections to cancel Daza’s certificate of candidacy, or
a quo warranto case filed with the HRET within ten days from Daza’s proclamation.
[i] Aquino v. COMELEC, 248 SCRA 400
But the HRET may assume jurisdiction only after the winning candidate (who is a party to the election controversy) shall have been duly proclaimed, has taken his oath of office, and has assumed the functions of the office, because it is only then that he is said to be a member of the House.
Vinzons-Chato v. COMELEC, G.R. No. 172131, April 2, 2007:
Thus, the Court said that once a winning candidate has been proclaimed, taken his oath, and assumed office as a Member of the House of Representatives, the COMELEC’s jurisdiction over the election contest relating to his election, returns, and qualifications ends, and the HRET’s own jurisdiction begins.
See also Guerrero v. COMELEC, G.R. No. 137004, July 20, 2000.
[b] Jurisdiction over party-list nominees*
Walden Bello and Loretta Ann Rosales v. COMELEC, G.R. No. 191998, December 7, 2010:
The HRET has jurisdiction to pass upon the qualifications of party-list nominees after their proclamation and assumption of office.
They are, after all, for all intents and purposes, “elected members” of the House of Representatives.
[c] Limitations*
Renald Vilando v. HRET, G.R. No. 192147, August 23, 2011:
But the power of HRET, no matter how complete and exclusive, does not carry with it the authority to delve into the legality of the judgment of the naturalization of respondent’s father, in the pursuit of disqualifying Rep. Limkaichong.
To rule otherwise would be an impermissible collateral attack on the citizenship of respondent’s father.
[d] Judicial Review*
The Electoral Tribunal is independent of the Houses of Congress, and its decisions may be reviewed by the Supreme Court only upon showing of grave abuse of discretion in a petition for certiorari filed under Rule 65 of the Rules of Court .
Angara v. Electoral Commission, 63 Phil 139
Morrero v. Bocar, 66 Phil 429
Pena v. House of Representatives Electoral Tribunal, G.R. No. 123037, March 21, 1997
R. Commission on Appointments
[Sec. 18, Art. VI].
1. Composition
The Senate President, as ex officio Chairman, 12 Senators, and 12 Members of the House of Representatives, elected by each House on the basis of proportional representation from the political parties registered under the party-list system represented therein.
The Chairman shall not vote except in case of a tie.
Senate President
12 Senators
12 Members of the House of Representatives
Daza v. Singzon, 180 SCRA 496
Coseteng v. Mitra, 187 SCRA 377
Cunanan v. Tan, 5 SCRA 1
[a] Minimum Party Representation*
Guingona v. Gonzales, 214 SCRA 789:
The Supreme Court held that a political party must have at least two elected senators for every seat in the Commission on Appointments.
Thus, where there are two or more political parties represented in the Senate, a political party/coalition with a single senator in the Senate cannot constitutionally claim a seat in the Commission on Appointments.
It is not mandatory to elect 12 Senators to the Commission; what the Constitution requires is that there must be at least a majority of the entire membership.
[b] Composition*
Senator Franklin Drilon v. Speaker Jose de Venecia, G.R. No. 180055, July 31, 2009:
The Liberal Party officials challenged the composition of the House of Representatives contingent to the Commission on Appointments, because the party was not represented therein.
Senator Ma. Ana Consuelo Madrigal v. Senate President Manuel Villar, G.R. No. 183055, July 31, 2009:
The cases were eventually consolidated because it involved a similar issue, i.e., representation of Senator Madrigal’s PDP-Laban in the Senate contingent to the Commission on Appointments.
[i] During the pendency of the case, the House of Representatives elected Representative Alfonso Umali, Jr., as member of the House contingent to the Commission on Appointments. With this election, the petitioners in G.R. No. 180055 decided to withdraw their petition for having become moot and academic, and the Court granted the withdrawal.
[ii] The Supreme Court dismissed the Senator Madrigal petition in G.R. No. 183055, because under the doctrine of primary jurisdiction, it is necessary that prior recourse be made to the appropriate House of Congress before the petition may be brought to Court, consistent with the ruling in Pimentel, Jr. v. House of Representatives Electoral Tribunal, G.R. No. 141489, November 29, 2002. Furthermore, resolution of the issues raised in the petition would entail the determination of party affiliations of a number of senators named in the petition. This determination involves a question of fact which the Court does not resolve.
2. Powers
The Commission shall act on all appointments submitted to it within 30 session days of Congress from their submission.
The Commission shall rule by a majority vote of its members.
The Commission shall meet only while Congress is in session, at the call of its Chairman or a majority of all its members.
Sarmiento v. Mison, 156 SCRA 549
Deles v. Committee on Constitutional Commissions, Commission on Appointments, 177 SCRA 259
Bautista v. Salonga, 172 SCRA 169
[a] The Commission on Appointments is independent of the two Houses of Congress; its employees are not, technically, employees of Congress.
It has the power to promulgate its own rules of proceedings.
Pacete v. Secretary, Commission on Appointments, 40 SCRA 58
S. Powers of Congress
General [plenary] legislative power.
Power of Appropriation
Power of Taxation
Power of Legislative Investigation
Question Hour
War Powers
Power to Act as Board of Canvassers in Election of President
Power to Call a Special Election for President and Vice President
Power to Judge President's Physical Fitness to Discharge the Functions of the Presidency
Power to Revoke or Extend Suspension of the Privilege of the Writ of Habeas Corpus or Declaration of Martial Law
Power to Concur in Presidential Amnesties
Power to Concur in Treaties or International Agreements
Power to Confirm Certain Appointments/Nominations Made by the President
Power of Impeachment
Power Relative to Natural Resources
Power to Propose Amendments to the Constitution
1. General [plenary] legislative power.
[Sec. 1, Art. VI].
Legislative power is the power to propose, enact, amend and repeal laws.
[a] Limitations
[i] Substantive
[ia] Express
BATCT
Bill of Rights [Art. III];
Congress cannot pass any law that violates fundamental rights such as due process, equal protection, freedom of speech, religion, or assembly.
Example: A law criminalizing peaceful protests would violate freedom of expression and assembly.
On appropriations [Secs. 25 and 29 (1) & (2), Art. VI];
Money may be spent only through appropriations made by law.
Public funds can be used only for public purposes.
The President may not increase any item in the appropriations law.
On taxation [Secs. 28 and 29 (3), Art. VI; Sec. 4 (3), Art. XIV];
Taxes must be uniform and equitable.
Congress must evolve a progressive system of taxation.
Religious, charitable, and educational institutions enjoy certain tax exemptions.
Public money or property cannot be used for the benefit of any religion.
On constitutional appellate jurisdiction of the Supreme Court [Sec. 30, Art. VI];
The legislature cannot pass a law that limits the SC’s power to review constitutional or jurisdictional issues.
No law granting a title of royalty or nobility shall be passed [Sec. 31, Art. VI].
To preserve the republican and democratic nature of the government — everyone is equal before the law; there are no “dukes,” “lords,” or “princes.”
[ib] Implied
Non-delegation of powers; and
Delegata potestas non potest delegari (What has been delegated cannot be further delegated.
Exceptions: Congress may delegate
To the people (through initiative and referendum, Art. VI, Sec. 32);
To the President, limited rule-making powers (e.g., tariff powers under Sec. 28[2], Art. VI);
To administrative agencies, the authority to fill in the details of a law (through implementing rules and regulations);
To local governments, the power to enact ordinances (under the principle of local autonomy).
Prohibition against the passage of irrepealable laws.
One Congress cannot limit the powers of future Congresses. Legislative power is continuing and plenary.
[ii] Procedural
Only one subject, to be expressed in the title thereof
Three readings on separate days.
[iia] Only one subject, to be expressed in the title thereof [Sec. 26, Art. VI].
Tio v. Videogram Regulatory Commission, 151 SCRA 208
Philconsa v. Gimenez, 15 SCRA 479
Lidasan v. Comelec, 21 SCRA 496
Chiongbian v. Orbos, supra
It was held that the title is not required to be an index of the contents of the bill.
It is sufficient compliance if the title:
expresses the general subject, and
all the provisions of the statute are germane to that subject.
Mariano v. COMELEC, supra
It was held that the creation of an additional legislative district need not be expressly stated in the title of the bill.
Tatad v. Secretary of Energy, supra
The Court said that a law having a single, general subject indicated in its title may contain any number of provisions, no matter how adverse they may be, so long as they are not inconsistent with or foreign to the general subject.
Lacson v. Executive Secretary, G.R. No. 128096, January 20, 1999:
R.A. 8249 which “defines” the jurisdiction of the Sandiganbayan but allegedly “expands” said jurisdiction, does not violate the one-title-one-subject requirement.
The expansion in the jurisdiction of the Sandiganbayan, if it can be considered as such, does not have to be expressly stated in the title of the law because such is the necessary consequence of the amendments.
The requirement that every bill must have one subject expressed in the title is satisfied if the title is comprehensive enough, as in this case, to include subjects related to the general purpose which the statute seeks to achieve.
FariΓ±as v. Executive Secretary, G.R. No. 147387, December 10, 2003:
The Supreme Court said that Sec. 14 of R.A. 9006, which repealed Sec. 67 but left intact Sec. 68 of the Omnibus Election Code, is not a rider, because a rider is a provision not germane to the subject matter of the bill.
The title and objectives of R.A. 9006 are comprehensive enough to include the repeal of Sec. 67 of the Omnibus Election Code.
It need not be expressed in the title, because the title is not required to be a complete index of its contents.
Benjamin Cawaling, Jr. v. COMELEC, G.R. No. 146319, October 26, 2001:
Relative to the validity of R.A. 8806, which created the City of Sorsogon by merging the municipalities of Bacon and Sorsogon, the Supreme Court said that it is well-settled that the “one title-one subject” rule does not require Congress to employ in the title of the enactment language of such precision as to mirror, fully index or catalogue all the contents and minute details therein.
The rule is sufficiently complied with if the title is comprehensive enough as to include the general object which the statute seeks to effect.
The bill may contain any number of provisions as long as they are not inconsistent with or foreign to the general subject, and may be considered in furtherance of such subject for the method and means of carrying out the general subject.
Henry Giron v. COMELEC, G.R. No. 188179, January 22, 2013.
Imbong v. Ochoa, G.R. No. 204819, April 8, 2014:
The Court agreed with the petitioners that the RH Law is principally a population control measure.
However, a textual analysis of the various provisions of the law shows that both “reproductive health” and “responsible parenthood” are interrelated and germane to the overriding objective to control population growth.
The “one subject-one title” rule expresses the principle that the title of the law must not be “so uncertain that the average person reading it would not be informed of the purpose of the enactment or put on inquiry as to its contents, or which is misleading, either in referring to or indicating one subject where another or different one is really embraced in the act, or in omitting any expression or indication of the real subject or scope of the act.”
Considering the close intimacy between “reproductive health” and “responsible parenthood” which bears to the attainment of the goal of achieving “sustainable human development” as stated under its terms, the Court finds no reason to believe that Congress intentionally sought to deceive the public as to the contents of the enacted legislation.
[iib] Three readings on separate days.
Printed copies of the bill in its final form must be distributed to Members three (3) days before its passage, except when the President certifies to its immediate enactment to meet a public calamity or emergency.
Upon last reading, no amendment shall be allowed, and the vote thereon must be taken immediately with yeas and nays entered in the Journal [Sec. 26, Art. VI].
Tolentino v. Secretary of Finance, supra
It was held that the presidential certification dispensed with the requirement not only of printing but also that of reading the bill on separate days.
The “unless” clause must be read in relation to the “except” clause, because the two are really coordinate clauses of the same sentence.
To construe the “except” clause as simply dispensing with the second requirement in the “unless” clause would not only violate the rules of grammar, it would also negate the very premise of the “except” clause, i.e., the necessity of securing the immediate enactment of a bill which is certified in order to meet a public calamity or emergency.
This interpretation is also supported by the weight of legislative practice.
[b] Legislative Process
[i] Requirements as to bills
[ia] Only one subject to be expressed in the title thereof.
[ib] Appropriation, revenue or tariff bills, bills authorizing increase of the public debt, bills of local application, and private bills shall originate exclusively in the House of Representatives [Sec. 24, Art. VI].
Tolentino v. Secretary of Finance, supra.:
It was held that R.A. 7716 (Expanded VAT Law) did not violate this provision. It is important to emphasize that it is not the law, but the bill, which is required to originate exclusively in the House of Representatives, because the bill may undergo such extensive changes in the Senate that the result may be a rewriting of the whole.
As a result of the Senate action, a distinct bill may be produced. To insist that a revenue statute, not just the bill, must be substantially the same as the House bill would be to deny the Senate’s power not only "to concur with amendments" but also to "propose amendments". It would violate the coequality of legislative power of the Senate.
The Constitution does not prohibit the filing in the Senate of a substitute bill in anticipation of its receipt of the bill from the House, so long as action by the Senate as a body is withheld pending receipt of the House bill.
This was reiterated in the Supreme Court Resolution on the Motion for Reconsideration, October 30, 1995.
Alvarez v. Guingona, 252 SCRA 695:
R.A. 7720 converting the Municipality of Santiago, Isabela, into an independent, component city, was declared valid, even if it was Senate Bill No. 1243 which was passed by the Senate, because H.B. 8817 was filed in the House of Representatives first.
Furthermore, H.B. 8817 was already approved on third reading and duly transmitted to the Senate when the Senate Committee on Local Government conducted its public hearing on S.B. 1243.
The filing of a substitute bill in the Senate in anticipation of its receipt of the bill from the House does not contravene the constitutional requirement that a bill of local application should originate in the House of Representatives as long as the Senate does not act thereupon until it receives the House bill.
[ii] Procedure
No bill passed by either House shall become a law unless it has passed three readings on separate days, and printed copies thereof in its final form have been distributed to its Members three days before its passage, except when the President certifies to the necessity of its immediate enactment to meet a public calamity or emergency [Sec. 26 (2), Art. VI].
[iia] Arroyo, et al. v. De Venecia, et al., G.R. No. 127255, August 14, 1997:
The Supreme Court noted that the challenge to the validity of the enactment of R.A. 8240 (amending certain provisions of the National Internal Revenue Code by imposing so-called “sin taxes”) was premised on alleged violations of internal rules of procedure of the House of Representatives rather than of constitutional requirements.
Decided cases, both here and abroad, in varying forms of expression, all deny to the courts the power to inquire into allegations that, in enacting a law, a House of Congress failed to comply with its own rules, in the absence of showing that there was a violation of constitutional requirements or the rights of private individuals.
In its Resolution on the Motion for Reconsideration in the same case [June 26, 1998], the Supreme Court ruled that it is well settled that a legislative act will not be declared invalid for non-compliance with the internal rules of the House.
OsmeΓ±a v. Pendatun, supra.,
It was held that rules adopted by deliberative bodies are subject to revocation, modification or waiver at the pleasure of the body adopting them.
Furthermore, parliamentary rules are merely procedural, and with their observance courts have no concern.
They may be waived or disregarded by the legislative body.
[iib] Tolentino v. Secretary of Finance, supra.
The Supreme Court declared that the Presidential certification dispensed with the requirement not only of printing and distribution but also that of reading the bill on separate days.
It is within the power of the Bicameral Conference Committee to include in its report an entirely new provision that is not found either in the House bill or in the Senate bill.
And if the Committee can propose an amendment consisting of one or two provisions, there is no reason why it cannot propose several provisions, collectively considered as “an amendment in the nature of a substitute,” so long as the amendment is germane to the subject of the bills before the Committee.
In the Resolution on the Motion for Reconsideration, October 30, 1995, the Court adverted to its opinion in Philippine Judges Association v. Prado, 227 SCRA 703, that the jurisdiction of the Conference Committee is not limited to resolving differences between the Senate and the House versions of the bill.
It may propose an entirely new provision.
[iii] Approval of bills
The bill becomes a law in any of the following:
When the President approves the same and signs it.
When Congress overrides the Presidential veto.
When the President fails to act upon the bill for thirty days from receipt thereof, the bill shall become a law as if he had signed it. [Sec. 27 (1), Art. VI].
[iiia] When the President approves the same and signs it.
[iiib] When Congress overrides the Presidential veto.
If the President disapproves the bill, he shall return the same, with his objections thereto contained in his Veto Message, to the House of origin [which shall enter the objections at large in its Journal].
The veto is overridden upon a vote of two-thirds of all members of the House of origin and the other House. [Yeas and nays entered in the Journal of each House.]
[iiib1] No pocket veto.
The "pocket veto" is an implied form of veto wherein the President does not act on a bill within the 30-day period prescribed by the Constitution. If Congress adjourns before the expiration of the period, the bill does not become law. However, this is not explicitly recognized under Philippine law.
[iiib2] Partial veto.
As a rule, a partial veto is invalid.
It is allowed only for particular items in an appropriation, revenue or tariff bill [Sec. 27 (2), Art. VI].
See Bolinao Electronics Corporation v. Valencia, 11 SCRA 486.
See also Gonzales v. Macaraig, 191 SCRA 452, on “item veto”.
Bengzon v. Drilon, 208 SCRA 133:
The Supreme Court declared as unconstitutional the veto made by President Aquino of appropriations intended for the adjustment of pensions of retired justices [pursuant to A.M. 91-8-225-CAJ under R.A. 910, as amended by R.A. 1797].
This is not an item veto.
The President cannot veto part of an item in an appropriation bill while approving the remaining portion of the item.
Furthermore, the President cannot set aside a judgment of the Supreme Court; neither can the veto power be exercised as a means of repealing R.A. 1797.
The veto also impairs the fiscal autonomy of the Judiciary, and deprives retired justices of the right to a pension vested under R.A. 1797.
[iiib3] Legislative veto.
A congressional veto is a means whereby the legislature can block or modify administrative action taken under a statute.
It is a form of legislative control in the implementation of particular executive action.
The form may either be:
Negative – subjecting the executive action to disapproval by Congress; or
Affirmative – requiring approval of the executive action by Congress.
A congressional veto is subject to serious questions involving the principle of separation of powers.
Philippine Constitution Association v. Enriquez, G.R. No. 113105, April 19, 1994:
On the issue of whether Special Provision No. 2 on the “Use of Funds” in the appropriation for the modernization of the AFP, General Appropriations Act of 1994, which requires prior approval of Congress for the release of the corresponding modernization funds, is unconstitutional, the Supreme Court did not resolve the issue of legislative veto.
Instead, it ruled that any provision blocking an administrative action in implementing a law or requiring legislative approval for executive acts must be incorporated in a separate and substantive bill.
Thus, since Special Provision No. 2 is an “inappropriate” provision, the President properly vetoed the same.
[iiic] When the President fails to act upon the bill for thirty days from receipt thereof, the bill shall become a law as if he had signed it [Sec. 27 (1), Art. VI].
[iv] Effectivity of laws
[Art. 2, Civil Code].
Laws shall take effect after fifteen days following the completion of their publication either in the Official Gazette or in a newspaper of general circulation in the Philippines, unless it is otherwise provided.
TaΓ±ada v. Tuvera, supra., and Executive Order No. 200, June 18, 1987.
2. Power of Appropriation
The spending power, called the "power of the purse," belongs to Congress, subject only to the veto power of the President.
While it is the President who proposes the budget, still, the final say on the matter of appropriation is lodged in Congress.
Philippine Constitution Association v. Enriquez, supra
The power of appropriation carries with it the power to specify the project or activity to be funded under the appropriation law.
[a] Need for appropriation
[Sec. 29 (1), Art. VI]
No money shall be paid out of the Treasury except in pursuance of an appropriation made by law.
[i] Technical Education and Skills Development Authority (TESDA) v. Commission on Audit (COA), G.R. No. 196418, February 10, 2015:
The Supreme Court upheld the decision of the COA disallowing the payment by petitioner of healthcare maintenance allowance of ₱5,000.00 to covered TESDA employees for the year 2003.
On TESDA's reliance on Sec. 34 of the 2003 GAA, the Court held that such reliance was misplaced.
The provision was neither a source of right nor an authority to hastily fund any or all personnel benefits without the appropriation made by law. The provision of the GAA was not self-executory; the execution of the GAA was still subject to a program of expenditure to be approved by the President.
It is important that the release of funds be duly authorized, identified, or sanctioned to avert putting the legitimate programs, projects, and activities of the Government in fiscal jeopardy.
[ii] COMELEC v. Judge Quijano-Padilla and Photokina Marketing, G.R. No. 151992, September 18, 2002:
The Supreme Court said that the existence of appropriations and the availability of funds are indispensable requisites to, or conditions sine qua non for, the execution of government contracts.
The import of the constitutional requirement for an appropriation is to require the various agencies to limit their expenditure within the appropriations made by law for each fiscal year.
In this case, since the bid of Photokina (₱6.588B) was way beyond the amount appropriated by law (₱1B) or funds certified to be available (₱1.2B), there is no way the COMELEC should enter into the contract.
The Bids and Awards Committee of the COMELEC should have rejected the bid of Photokina for being excessive.
[iii] Maria Carolina Araullo v. Benigno Aquino III, G.R. No. 209287, July 1, 2014
The Supreme Court said that DAP did not violate this constitutional provision.
DAP was merely a program of the Executive and is not a fund nor is it an appropriation. It is a program for prioritizing government spending. As such, no additional funds were withdrawn from the Treasury; otherwise, an appropriation law would have been required.
Funds which were already appropriated were merely being realigned through the DAP.
[iiia] However, such realignment must be made only "within their respective offices."
Thus, no cross-border transfers or augmentations may be allowed.
Under the DAP, this was violated because funds appropriated by the GAA for the Executive were being transferred to the Legislative and other non-Executive agencies
.
[iiib] Furthermore, transfers "within their respective offices" contemplate realignment of funds to an existing project in the GAA.
Under the DAP, even if some projects were within the Executive Department, these projects were non-existent insofar as the GAA was concerned, because there were no funds actually appropriated to them in the GAA.
Although some of these projects may be legitimate, they are still non-existent because they were not provided for in the GAA.
As such, these transfers were unconstitutional.
[b] Appropriation law, defined
A statute the primary and specific purpose of which is to authorize the release of public funds from the Treasury.
[i] Greco Antonius Beda Belgica v. Hon. Paquito Ochoa, G.R. No. 208566, November 11, 2013
Petitioners assailed Sec. 8 of P.D. 910 and Sec. 12 of P.D. 1869 (as amended by P.D. 1993), which respectively provide for the Malampaya Fund and the Presidential Social Fund, as invalid appropriation measures since they do not have the "primary and specific" purpose of authorizing the release of public funds from the National Treasury.
The main purpose of P.D. 910 is the creation of the Energy Development Board, and Sec. 8 thereof only created a Special Fund incidental thereto.
On the other hand, Sec. 12 of P.D. 1869 is not a valid appropriation law because the allocation of the Presidential Social Fund is merely incidental to the "primary and specific" purpose, which is the amendment of the Franchise and Powers of PAGCOR.
Rejecting the petitioners' contention, the Supreme Court said that "an appropriation made by law" in contemplation of Sec. 29 (1), Art. VI of the Constitution, exists when a provision of law:
sets apart a determinate or determinable amount of money; an
allocates the same for a particular public purpose.
These two minimum designations of amount-and-purpose stem from the very definition of "appropriation," and hence, if written into the law, demonstrate that the legislative intent to appropriate exists.
There is no provision in the Constitution that prescribes any particular form of words or religious recital in which an authorization or appropriation by Congress shall be made, except that "it be made by law."
An appropriation measure is sufficient if the legislative intention clearly and certainly appears from the language employed.
In the same case (Belgica), the Supreme Court found it appropriate to note that the 2013 PDAF Article cannot properly be deemed as a legal appropriation because it contains post-enactment measures which effectively create a system of intermediate appropriations.
These intermediate appropriations are the actual appropriations meant for enforcement, and since they are made by individual legislators after the GAA is passed, they occur outside the law.
Irrefragably, the 2013 PDAF Article does not constitute an "appropriation made by law" since in its truest sense, it only authorizes individual legislators to appropriate, in violation of the non-delegability principle.
[c] Classification
[i] General appropriation law
passed annually, intended to provide for the financial operations of the entire government during one fiscal period.
[ii] Special appropriation law
designed for a specific purpose.
[d] Implied (extra-constitutional) limitations on appropriation measures
[i] Appropriation must be devoted to a public purpose.
Pascual v. Secretary of Public Works and Communications, 110 Phil 331.
[ii] The sum authorized to be released must be determinate, or at least determinable.
Guingona v. Carague, 273 Phil 443 (1999):
The Supreme Court upheld the constitutionality of the automatic appropriation for debt service under the 1990 General Appropriations Act.
According to the Court, the legislative intent in R.A. 4860, Sec. 31, P.D. 1177, and P.D. 1967, is that the amount needed should be automatically set aside in order to enable the Republic of the Philippines to pay the principal, interest, taxes, and other normal banking charges on the loans, credit, indebtedness when they become due without the need to enact a separate law appropriating funds therefor as the need arises.
Although the decrees do not state the specific amounts to be paid, the amounts nevertheless are made certain by the legislative parameters provided in the decrees.
The mandate is to pay only the principal, interest, taxes, and other normal banking charges when they shall become due.
No uncertainty arises in executive implementation as the limit will be the exact amounts as shown by the books in the Treasury.
[e] Constitutional limitations on special appropriation measures
[i] Must specify the public purpose for which the sum is intended.
[ii] Must be supported by funds actually available as certified to by the National Treasurer, or to be raised by a corresponding revenue proposal included therein. [Sec. 25(4), Art. VI]
[f] Constitutional Rules on General Appropriations Law
[Sec. 25, Art. VI]
IFRP-TSDA
Congress may not increase the appropriations recommended by the President for the operation of the Government as specified in the budget.
The form, content, and manner of preparation of the budget shall be prescribed by law.
No provision or enactment shall be embraced unless it relates specifically to some particular appropriation therein.
Procedure for approving appropriations for Congress shall strictly follow the procedure for approving appropriations for other departments and agencies.
Prohibition against transfer of appropriations.
Prohibition against appropriations for sectarian benefit
Discretionary funds.
Automatic reappropriation
[i] Congress may not increase the appropriations recommended by the President for the operation of the Government as specified in the budget.
[ii] The form, content, and manner of preparation of the budget shall be prescribed by law.
[iii] No provision or enactment shall be embraced unless it relates specifically to some particular appropriation therein.
Any such provision or enactment shall be limited in its operation to the appropriation to which it relates.
This is intended to prevent riders, or irrelevant provisions included in the bill to ensure its approval.
Rider — provision not germane to the subject matter of the bill.
Garcia v. Mata, 65 SCRA 520.
[iv] Procedure for approving appropriations for Congress shall strictly follow the procedure for approving appropriations for other departments and agencies.
This is intended to prevent sub rosa appropriation by Congress.
Sub rosa appropriation — appropriation in which the public is unable to ascertain the purposes and exact amounts because these were agreed upon among the members only.
[v] Prohibition against transfer of appropriations.
[Sec. 25 (5). Art. VI]
No law shall be passed authorizing any transfer of appropriations; however, the President, the President of the Senate, the Speaker of the House of Representatives, the Chief Justice of the Supreme Court, and the heads of Constitutional Commissions may, by law, be authorized to augment any item in the general appropriation law for their respective offices from savings in other items of their respective appropriations.
Demetria v. Alba, 148 SCRA 209
See on the unconstitutionality of certain provisions of P.D. 1177.
[va] Philippine Constitution Association v. Enriquez, supra:
On the constitutionality of a Special Provision in the 1994 GAA which allows a member of Congress to realign his allocation for operational expenses to any other expense category, the Supreme Court, said that the members of Congress only determine the necessity of the realignment of savings in the allotments for their operational expenses, because they are in the best position to do so, being knowledgeable of the savings available in some items of the operational expenses, and which items need augmentation.
However, it is the Senate President or the Speaker of the House of Representatives, as the case may be, who shall approve the realignment.
Hence, the special provision adverted to is not unconstitutional.
In the same case, the Supreme Court upheld the Presidential veto of a provision (in the appropriation for the AFP Pension and Gratuity Fund, 1994 GAA) which authorized the Chief of Staff to use savings to augment the pension fund, on the ground that under Sec. 25 (5), Art. VI, such right must and can be exercised only by the President of the Philippines.
[vb] Resolution on the Motions for Reconsideration in Araullo v. Aquino III, G.R. No. 209287, February 3, 2015:
The dispositive portion of the Court's July 1, 2014 Decision was modified, as follows:
"WHEREFORE, the Court Partially Grants the petitions for certiorari and prohibition, and DECLARES the following acts under the Disbursement Acceleration Program, National Budget Circular No. 541 and related executive issuances UNCONSTITUTIONAL for being in violation of Section 25(5), Article VI of the 1987 Constitution and of the doctrine of separation of powers, namely:
The withdrawal of unobligated allotments from the implementing agencies, and the declaration of the withdrawn unobligated allotments and unreleased appropriations as savings prior to the end of the fiscal year and without complying with the statutory definition of savings contained in the General Appropriations Acts; and
The cross-border transfers of the savings of the Executive to augment the appropriations of other offices outside the Executive.
The Court further DECLARES VOID the use of unprogrammed funds despite the absence of a certification by the National Treasurer that the revenue collections exceeded the revenue targets for non-compliance with the conditions provided in the relevant General Appropriations Act."
In the same Resolution on the Motions for Reconsideration [Araullo, February 3, 2015], the Court said that certain declarations in the July 1, 2014 Decision are MODIFIED in order to clarify certain matters and dispel further uncertainty.
These modifications include the following:
The Court clarified that Section 38, Chapter 5, Book VI of the Administrative Code, refers to the President's authority to "suspend or otherwise stop further expenditure of funds allotted for any agency, or any other expenditure authorized in the General Appropriations Act."
When the President suspends or stops expenditure of funds, savings are not automatically generated until it has been established that such funds or appropriations are free from any obligation or encumbrance, and the work, activity or purpose for which the appropriation is authorized has been completed, discontinued or abandoned. x x x
Thus, the withdrawal and transfer of unobligated allotments remains unconstitutional.
Also withdrawals of unobligated allotments pursuant to National Budget Circular No. 541 which shortened the availability of appropriations for MOOE and capital outlays, and those which were transferred to programs, activities or projects that were not determined to be deficient, are still constitutionally infirm and invalid.
The reversion to the General Fund of unexpended balances of appropriations, which include savings, pursuant to Section 28, Chapter 4, Book IV of the Administrative Code, does not apply to the Constitutional Fiscal Autonomy Group (CFAG), which include the Judiciary, the Civil Service Commission, Commission on Audit, Commission on Elections, Commission on Human Rights and the Office of the Ombudsman. x x x
On the other hand, Section 39 is evidently in conflict with Section 25(5) of Article VI, because it allows the President to approve the use of any savings in the regular appropriations authorized in the GAA, for programs and projects of any department, office or agency, to cover a deficit in any other item of the regular appropriations.
Accordingly, Section 39 cannot serve as valid authority to justify cross-border transfers under the DAP, although augmentations under the DAP made by the Executive within its department shall remain valid so long as the requisites under Section 25(5), Article VI, are complied with.
The Court asserted that its decision did not declare the en masse invalidation of the 116 DAP-funded projects, as the Court itself recognized the encouraging effects of the DAP on the country's economy and acknowledged its laudable purposes, especially those directed towards infrastructure development and efficient delivery of basic services.
x x x The Court agreed with respondents that there is no constitutional requirement for Congress to create allotment classes within an item; that what is required is for Congress to create items to comply with the line-item veto of the President.
x x x An "item" pertains to the particulars, the details, the distinct and severable parts of the appropriation; it must be an item characterized by singular correspondence, meaning an allocation of a specified singular amount for a specified singular purpose, otherwise known as a "line-item".
Accordingly, the "item" referred to in Section 25(5), Article VI, is the last and indivisible purpose of a program in the appropriations law, which is distinct from the expense category or allotment class.
x x x This interpretation allows a degree of flexibility to the Executive during budget execution in responding to unforeseeable contingencies.
But this interpretation is subject to the caveat that only DAP projects found in the appropriate GAAs may be the subject of augmentation by legally accumulated savings.
The Court reiterated its finding that unprogrammed funds may only be used if aggregate revenue targets are first exceeded, but clarified that the release of unprogrammed funds need not only occur at the end of the fiscal year.
The Court noted that the special provision in the 2011, 2012 and 2013 GAAs requires the DBM to submit quarterly reports stating the details of the use and releases from the unprogrammed funds.
It was noted, however, that this conclusion is a statutory, not a constitutional interpretation of an ambiguous phrase, and thus should be given only prospective effect.
The presumption of good faith stands.
In this respect, the Court noted that "the proper tribunals can make 'concrete findings of good faith in their favor' only after a full hearing of all the parties in any given case, and such a hearing can begin to proceed only after according all the presumptions, particularly that of good faith, by initially requiring the complainants, plaintiffs or accusers to first establish their complaints or charges before the respondent authors, proponents and implementors of DAP.
The Court stressed that the ascertainment of good faith, or lack of it, and the determination of whether or not due diligence and prudence were exercised, are questions of fact.
The want of good faith is thus better determined by tribunals other than this Court, which is not a trier of facts.
The Court also clarified the language it used insofar as those subject to the consequences of the operation of the Operative Fact Doctrine, by removing "proponents and implementors" and leaving only "authors" within the ambit of its coverage.
The programs, activities, projects under DAP remain valid under the Operative Fact Doctrine.
As a general rule, the nullification of an unconstitutional law carries with it the illegality of its effects.
However, in cases where nullification of the effects will result in inequity and injustice, the operative fact doctrine may apply.
[vi] Prohibition against appropriations for sectarian benefit
[Sec. 29(2), Art. VI]
No public money or property shall be appropriated, applied, paid, or employed, directly or indirectly, for the use, benefit, or support of any sect, church, denomination, sectarian institution, or system of religion, or of any priest, preacher, minister, or other religious teacher, or dignitary, as such, except when such priest, preacher, minister, or dignitary is assigned to the armed forces, or to any penal institution, or government orphanage or leprosarium.
Aglipay v. Ruiz, 64 SCRA 201
Garces v. Estenzo, 104 SCRA 510
Manosca v. Court of Appeals, supra:
The expropriation of the birthplace of Felix Manalo, founder of Iglesia ni Cristo, was deemed not violative of the provision.
The Supreme Court said that the attempt to give some religious perspective to the case deserves little consideration, for what should be significant is the principal objective of, not the casual consequences that might follow from, the exercise of the power.
The practical reality that greater benefit may be derived by members of the Iglesia ni Cristo than by most others could well be true, but such peculiar advantage still remains merely incidental and secondary in nature.
[vii] Discretionary funds.
[Sec. 25 (6), Art. VI]
Discretionary funds appropriated for particular officials shall be disbursed only for public purposes to be supported by appropriate vouchers and subject to such guidelines as may be prescribed by law.
This provision was deemed necessary in view of many abuses committed in the past, where discretionary funds were spent for personal purposes, or for unnecessary or excessive public purposes.
[viii] Automatic reappropriation
[Sec. 25 (7), Art. VI]
"If, by the end of any fiscal year, the Congress shall have failed to pass the general appropriations bill for the ensuing fiscal year, the general appropriations law for the preceding fiscal year shall be deemed re-enacted and shall remain in force and effect until the general appropriations bill is passed by the Congress."
[g] Impoundment
The refusal by the President, for whatever reason, to spend funds made available by Congress.
It is the failure to spend or obligate budget authority of any type
Philconsa v. Enriquez, supra.
This power of the President is derived from Sec. 38 of the Administrative Code of 1987 on suspension.
[i] Araullo v. Aquino III, supra
The Court said there was no instance of executive impoundment in the DAP.
Impoundment of funds refers to the President's power to refuse to spend appropriations, or to retain or deduct appropriations, for whatever reason.
Impoundment is actually prohibited by the General Appropriations Act, unless there will be an unmanageable government budget deficit (which did not happen, in this case).
What was involved in DAP was not impoundment, but transfer of funds.
[h] Appropriation Reserves
Sec. 37 of the Administrative Code authorizes the Budget Secretary to establish reserves against appropriations to provide for contingencies and emergencies which may arise during the year.
This is merely expenditure deferral, not suspension, since the agencies concerned can still draw on the reserves if the fiscal outlook improves.
[i] The Pork Barrel System
Greco Antonius Beda Belgica v. Hon. Paquito Ochoa, G.R. No. 208566, November 11, 2013:
In reference to its local concept and legal history, the Supreme Court, defined the Pork Barrel System as the collective body of rules and practices that governs the manner by which lump-sum, discretionary funds, primarily intended for local projects, are utilized through the respective participations of the Legislative and Executive branches of government, including its members.
It involves two kinds of lump-sum discretionary funds:
Congressional Pork Barrel – a kind of lump-sum, discretionary fund wherein legislators, either individually or collectively organized into committees, are able to effectively control certain aspects of the fund's utilization through various post-enactment measures and/or practices.
Presidential Pork Barrel – a kind of lump-sum, discretionary fund which allows the President to determine the manner of its utilization. (In this case, the Court limits the use of the term to the Malampaya Funds and the President’s Social Fund.)
[ia] Recent History
The Congressional Pork Barrel was revived after the EDSA People Power Revolution in 1986, in the form of the Mindanao Development Fund and the Visayas Development Fund.
The clamor of the Luzon legislators for a similar fund prompted the creation of the Countrywide Development Fund (CDF), which was integrated into the 1990 GAA.
In 1999, the CDF was removed in the GAA and replaced by three separate forms of congressional initiatives (CIs):
the "Food Security Program Fund,"
the "Lingap Para sa Mahirap Program Fund," and
the "Rural/Urban Development Infrastructure Program Fund."
In 2000, the Priority Development Assistance Fund (PDAF) appeared in the GAA. Every GAA from then on carried PDAF articles.
In the 2012 and 2013 PDAF Articles, "The identification of projects and/or designation of beneficiaries shall conform to the priority list, standard or design prepared by each implementing agency, but as practiced, it would still be the individual legislator who would choose and identify the project from the priority list x x x."
When, in July 2013, the NBI started its probe into allegations that the government had been defrauded of some ₱10 billion over the past 10 years by a syndicate using funds from the pork barrel of legislators and various government agencies for scores of "ghost projects," and spurred by the findings of the COA and the explosive exposΓ©s on the Napoles controversy, several petitions were lodged in Court seeking the declaration of unconstitutionality of the "Pork Barrel System."
[ii] Arguments Raised by Respondents
One of the arguments raised by the respondents in this case was that the principles of res judicata and stare decisis should bar the relitigation of the issue of constitutionality of the "Pork Barrel System," in light of the Supreme Court decisions in Philippine Constitution Association v. Enriquez, supra., and in Lawyers Against Monopoly and Poverty (LAMP) v. Secretary of Budget and Management, G.R. No. 164987, April 24, 2012.
[iia] The Philconsa and LAMP Cases*
It will be remembered that in the Philconsa case, the Supreme Court upheld the validity of a Special Provision in the 1994 GAA which allowed a member of Congress to propose and identify the projects to be funded by the CDF, and to realign his allocation for operating expenses to any expense category.
In that case, the Court rejected the contention of the petitioners that this power was an encroachment by the legislature into the domain of the executive. The challenged provision was not invalidated.
In the LAMP case, several concerned citizens sought the nullification of the PDAF as enacted in the 2004 GAA, but for lack of "any pertinent evidentiary support that illegal misuse of PDAF in the form of kickbacks has become a common exercise of unscrupulous Members of Congress," the petition was dismissed.
[iib] Rejection of Arguments*
Res Judicata
The Supreme Court rejected the argument that the petitions were barred by res judicata, because clearly, there was no identity in subject matter.
Philconsa and LAMP respectively involved constitutional challenges against the 1994 CDF Article and the 2004 PDAF Article, while the instant cases call for a broader constitutional scrutiny of the entire "Pork Barrel System."
Stare Decisis
The stare decisis contention was likewise rejected, because Philconsa was actually riddled with inherent constitutional inconsistencies which countervail against stare decisis.
As for LAMP, the case was dismissed on a procedural technicality, and has not set any controlling doctrine susceptible of current application to the substantive issues in these cases.
[iii] The Congressional Pork Barrel in the 2013 PDAF Article
[iiia] The 2013 PDAF Article violates the principle of separation of powers and is, thus, unconstitutional.
The Article, as well as all other provisions of law which similarly allow legislators to wield any form of post-enforcement authority in the implementation and enforcement of the budget—such as in the areas of project identification, fund release, and fund realignment, unrelated to congressional oversight—violates the principle of separation of powers.
From the moment the law becomes effective, any provision that empowers Congress or any of its members to intervene and assume duties that properly belong to the sphere of budget execution is unconstitutional.
x x x That this authority is treated as merely recommendatory does not alter its unconstitutional tenor since the prohibition covers "any role in the implementation or enforcement of the law."
Thus, the Court must abandon its ruling in Philconsa which sanctioned the conduct of legislator identification on the guise that the same is merely recommendatory. x x x
Corollary thereto, informal practices, through which legislators have effectively intruded into the proper phases of budget execution, must be deemed as acts of grave abuse of discretion amounting to lack or excess of jurisdiction, and hence, accorded the same unconstitutional treatment.
[iiib] The 2013 PDAF Article violates the principle of non-delegability of legislative power and is, thus, unconstitutional.
Essentially, under the 2013 PDAF Article, individual legislators are given a personal lump-sum fund from which they are able to dictate:
how much from such fund would go to
a specific project or beneficiary that they themselves also determine.
As these two acts comprise the exercise of the power of appropriation, as described in Bengzon v. Secretary of Justice and Insular Auditor, 62 Phil. 912 (1936), and given that the 2013 PDAF Article authorizes individual legislators to perform the same, undoubtedly, said legislators have been conferred the power to legislate which the Constitution does not, however, allow.
Thus, this Court declares the 2013 PDAF Article, as well as all other forms of Congressional Pork Barrel which contain the similar legislative identification feature, as unconstitutional.
[iiic] The 2013 PDAF Article deprives the President of the exercise of his prerogative of item-veto, impairs the system of checks and balances, and is, thus, unconstitutional.
To ensure that the President may be able to exercise his power of item-veto, an appropriation bill must contain "specific appropriations of money" and not only "general provisions" which provide for parameters of appropriation.
An item of appropriation must be an item characterized by singular correspondence, meaning an allocation of a specified singular amount for a specified singular purpose, otherwise known as a "line-item."
x x x Appropriations which merely provide for a singular lump-sum amount to be tapped as a source of funding for multiple purposes necessitate the further determination of both the actual amount to be expended and the actual purpose of the appropriation.
It cannot be said that the appropriation already indicates a "specific appropriation of money," and hence, without a proper line-item for the President to veto.
The President would then be faced with the predicament of:
either vetoing the entire appropriation if he finds some of its purposes wasteful or undesirable, or
approving the entire appropriation so as not to hinder some of its legitimate purposes.
x x x Congress cannot choose a mode of budgeting which effectively renders the constitutionally-given [veto] power of the President useless.
[iiid] Insofar as the post-enactment features dilute Congressional oversight and violate Section 14, Article VI of the Constitution, thus impairing public accountability, the 2013 PDAF Article and other forms of Congressional Pork Barrel of similar nature are deemed as unconstitutional.
[iiie] Insofar as individual legislators are authorized to intervene in purely local matters and thereby subvert genuine local autonomy, the 2013 PDAF Article, as well as all other similar forms of Congressional Pork Barrel, is deemed unconstitutional.
The gauge of PDAF and CDF allocations/division is based solely on the fact of office, without taking into account the specific interests and peculiarities of the district the legislator represents.
As a result, a district representative of a highly-urbanized metropolis gets the same amount of funding as a district representative of a far-flung rural province which would be relatively "underdeveloped" compared to the former.
Ultimately, the PDAF had become personal funds under the effective control of each legislator and given unto them on the sole account of their office.
[iv] The Presidential Pork Barrel
[iva] Section 8 of P.D. 910, which provides "and for such other purposes as may be hereafter directed by the President," gives the President unbridled discretion to determine for what purpose the funds will be used; thus, it constitutes an undue delegation of legislative power.
x x x As it reads, the phrase gives the President wide latitude to use the Malampaya Funds for any other purpose he may direct and, in effect, allows him to unilaterally appropriate public funds beyond the purview of the law.
x x x While the said Section 8 may pass the "completeness test," it should nevertheless be stricken down as unconstitutional because it lies independently unfettered by any sufficient standard of the delegating law.
x x x This notwithstanding, the rest of Section 8, insofar as it allows for the use of the Malampaya Funds "to finance energy resource development and exploitation programs and projects of the government," remains legally effective and subsisting.
[ivb] Section 12 of P.D. 1869, as amended, indicates that the Presidential Social Fund may be used:
"to finance the priority infrastructure development projects"; and
"to finance the restoration of damaged or destroyed facilities due to calamities, as may be directed and authorized by the Office of the President."
The Court finds that while the second indicated purpose adequately curtails the authority of the President to spend the Presidential Social Fund only for restoration purposes which arise from calamities, the first indicated purpose gives him carte blanche authority to use the same fund for any infrastructure project he may so determine as a "priority."
Verily, the law does not supply a definition of "priority infrastructure development projects"; hence, it leaves the President without any guideline to construe the same.
In fine, it does not comply with the "sufficient standard test," and must be stricken down as unconstitutional.
x x x But all other provisions of Section 12 remain legally effective and subsisting.
[v] Final Note on SAROs and NCAs
The Court noted that where a Special Allotment Release Order (SARO) has been issued by DBM, such issuance does not yet involve the release of funds under the PDAF, as release is only triggered by the issuance of a Notice of Cash Allocation (NCA).
x x x The unconstitutionality of the 2013 PDAF Article has the consequential effect of converting the temporary injunction into a permanent one. Thus, from the promulgation of this decision, the release of the remaining PDAF funds for 2013, among others, is permanently enjoined.
x x x Unless an NCA has been issued, public funds should not be treated as funds which have been "released." Accordingly, the disbursement of 2013 PDAF funds which are only covered by obligated SAROs, and without any corresponding NCAs, must, at the time of this decision's promulgation, be enjoined and consequently reverted to the unappropriated surplus of the general funds.
Verily, in view of the declared unconstitutionality of the 2013 PDAF Article, the funds appropriated pursuant thereto cannot be disbursed even if already obligated, else the Court would sanction the dealing of funds coming from an unconstitutional source.
[va] The same pronouncement must be applied to:
the Malampaya Funds which have been obligated but not released, meaning those merely covered by a SARO; and
funds sourced from the Presidential Social Fund under the phrase "to finance the priority infrastructure development projects" which were altogether declared by this Court as unconstitutional.
However, those funds shall not be reverted to the general fund, but shall remain respectively under the Malampaya Funds and the Presidential Social Fund to be utilized for their corresponding special purposes
3. Power of Taxation
[a] Limitations
[i] Rule of taxation shall be uniform and equitable.
Congress shall evolve a progressive system of taxation.
[ii] Charitable institutions, etc., and all lands, buildings, and improvements actually, directly, and exclusively used for religious, charitable, or educational purposes shall be exempt from taxation [Sec. 28(3), Art. VI].
Lladoc v. Commissioner of Internal Revenue, 14 SCRA 292
Province of Abra v. Hernando, 107 SCRA 104.
[iii] All revenues and assets of non-stock, non-profit educational institutions used actually, directly, and exclusively for educational purposes shall be exempt from taxes and duties [Sec. 4(3), Art. XIV].
Abra Valley College v. Aquino, 162 SCRA 106
[iv] Law granting tax exemption shall be passed only with the concurrence of the majority of all the members of Congress [Sec. 29(4), Art. VI].
4. Power of Legislative Investigation
[Sec. 21, Art. VI]:
The Senate or the House of Representatives or any of its respective committees may conduct inquiries in aid of legislation in accordance with its duly published rules of procedure.
The rights of persons appearing in or affected by such inquiries shall be respected.
[a] On the validity of restrictions
In the Matter of the Petition for Habeas Corpus of Camilo L. Sabio, Miguel v. Gordon, G.R. No. 174340, October 17, 2006:
Sec. 4(b) of Executive Order No. 1, issued by President Corazon Aquino on February 28, 1986, provides that “no member or staff of the Commission (PCGG) shall be required to testify or produce evidence in any judicial, legislative or administrative proceedings concerning matters within its official cognizance.
This is repugnant to Sec. 21, Art. VI of the Constitution, and is deemed repealed.
The power of Congress to conduct inquiries in aid of legislation encompasses everything that concerns the administration of existing laws, as well as proposed or possibly needed statutes.
It even extends to:
government agencies created by Congress and
officers whose positions are within the power of Congress to regulate or abolish.
A mere provision of law cannot pose a limitation to the broad power of Congress in the absence of any constitutional basis.
Furthermore, Sec. 4(b) of E.O. No. 1, being in the nature of an immunity, is inconsistent with Art. XI, Sec. 1 of the Constitution which states that “public office is a public trust,” as it goes against the grain of public accountability and places PCGG members and staff beyond the reach of the courts, Congress, and other administrative bodies.
[i] Philcomsat Holdings Corporation v. Senate of the Philippines, G.R. No. 180308, June 19, 2012:
The petitioners charged the Senate with grave abuse of discretion amounting to lack or excess of jurisdiction in approving Committee Resolution No. 312. They sought its nullification on the grounds that:
it did not propose any piece of legislation,
it had been hastily approved by the Senate, and
they were deprived of the right to counsel during the conduct of the legislative investigation.
The Supreme Court noted the wide latitude given to the Houses of Congress in the conduct of legislative inquiries and did not fault the Senate for approving the resolution on the very same day it was submitted.
The Court also held that the petitioners were invited as resource persons at the inquiry, and as such, they did not have the constitutional right to counsel.
[b] Limitations
In aid of legislation.
In accordance with duly published rules of procedure.
Rights of persons appearing in, or affected by such, inquiry shall be respected.
[i] In aid of legislation.
Bengzon v. Senate Blue Ribbon Committee, 203 SCRA 767:
The inquiry was held not to be in aid of legislation.
The Supreme Court declared that the speech of Senator Enrile contained no suggestion of contemplated legislation; he merely called upon the Senate to look into possible violation of Sec. 5, R.A. 3019.
There appears to be no intended legislation involved.
Further, the issue to be investigated is one over which jurisdiction has been acquired by the Sandiganbayan; the issue had thus been preempted by that Court.
To allow the Committee to investigate would only pose the possibility of conflicting judgments, but if the Committee's judgment is reached before the Sandiganbayan's, the possibility that its influence may be made to bear on the ultimate judgment of the Sandiganbayan cannot be discounted.
The SBRC's probe and inquiry into the same justiciable controversy would be an encroachment into the exclusive domain of judicial jurisdiction that had much earlier set in.
Standard Chartered Bank v. Senate Committee on Banks, G.R. No. 167173, December 27, 2007:
However, the mere filing of a criminal or an administrative complaint before a court or a quasi-judicial body should not automatically bar the conduct of legislative inquiry.
Otherwise, it would be extremely easy to subvert any intended inquiry by Congress through the convenient ploy of instituting a criminal or an administrative complaint.
Surely, the exercise of sovereign legislative authority, of which the power of legislative inquiry is an essential component, cannot be made subordinate to a criminal or an administrative investigation.
[ii] In accordance with duly published rules of procedure.
Neri v. Senate Committees, G.R. No. 180643, March 25, 2008:
One of the reasons the Supreme Court cited in granting Neri's petition for certiorari was the merit in the argument of the Office of the Solicitor General, as follows:
“The phrase 'duly published rules of procedure' requires the Senate of every Congress to publish its rules of procedure governing inquiries in aid of legislation because every Senate is distinct from the one before it or after it. Since Senatorial elections are held every three years for one-half of the Senate membership, the composition of the Senate also changes by the end of each term. Each Senate may thus enact a different set of rules as it may deem fit. Not having published its Rules of Procedure, the subject hearings in aid of legislation conducted by the 14th Senate are, therefore, procedurally infirm.
[iii] Rights of persons appearing in, or affected by such, inquiry shall be respected.
Standard Chartered Bank v. Senate Committee on Banks, supra
It was held that the legislative inquiry does not violate the petitioners' right to privacy.
In Miguel v. Gordon, supra, the Court said that the right of the people to access information on matters of public concern generally prevails over the right to the privacy of ordinary financial transactions.
Employing the rational basis relationship test laid down in Morfe v. Mutuc, the Court said that there is no infringement of the individual's right to privacy as the requirement to disclose information is for a valid purpose; in this case, to ensure that the government agencies involved in regulating banking transactions adequately protect the public who invest in foreign securities.
Neither does the inquiry violate the petitioners' right against self-incrimination, because the officers of Standard Chartered Bank are not being indicted as accused in a criminal proceeding; they are merely summoned as resource persons or as witnesses. Likewise, they will not be subjected to any penalty by reason of their testimony.
[c] Power to punish contempt
Punishment of a contumacious witness may include imprisonment, for the duration of the session.
The Senate, being a continuing body, may order imprisonment for an indefinite period, but principles of due process and equal protection will have to be considered.
Arnault v. Nazareno, 87 Phil. 29, Arnault v. Balagtas, 97 Phil. 358.
[i] Miguel v. Gordon, supra
The Supreme Court underscored the indispensability and usefulness of the power of contempt in a legislative inquiry.
Sec. 21, Art. VI, grants the power of inquiry not only to the Senate and the House of Representatives, but also to their respective committees.
Clearly, there is a direct conferral of the power to the committees.
A reasonable conclusion is that the conferral of the legislative power of inquiry upon any committee of Congress must carry with it all powers necessary and proper for its effective discharge.
5. Question Hour
[Sec. 22, Art. VI]
The heads of departments may, upon their own initiative with the consent of the President, or upon the request of either House, as the rules of each House shall provide, appear before and be heard by such House on any matter pertaining to their departments.
Written questions shall be submitted to the President of the Senate or the Speaker of the House of Representatives at least three days before their scheduled appearance.
Interpellations shall not be limited to written questions but may cover matters related thereto.
When the security of the State or the public interest so requires, the appearance shall be conducted in executive session.
[a] Distinction with power to conduct inquiries in aid of legislation*
A distinction has to be made between:
the power to conduct inquiries in aid of legislation, the aim of which is to elicit information that may be used for legislation, and
the power to conduct a question hour, the objective of which is to obtain information in pursuit of Congress' oversight function
Senate v. Ermita, supra.
[i] When Congress merely seeks to be informed on how department heads are implementing the statutes which it has issued, its right to such information is not as imperative as that of the President, to whom, as Chief Executive, the department heads must give a report of their performance as a matter of duty.
In such instances, Art. VI, Sec. 22, in keeping with the doctrine of separation of powers, states that Congress may only request the appearance of department heads, who may appear with the consent of the President.
[ii] However, when the inquiry in which Congress requires their appearance is "in aid of legislation" under Sec. 21, the appearance is mandatory.
When Congress exercises its power of inquiry, the only way for department heads to exempt themselves therefrom is by a valid claim of executive privilege.
They are not exempt by the mere fact that they are department heads.
Only one executive official may be exempted from this power — the President — on whom executive power is vested, hence, beyond the reach of Congress except through the power of impeachment.
[iii] Thus, the requirement for Cabinet Members to secure Presidential consent under Sec. 1 of E.O. 464, which is limited only to appearances in the question hour, is valid on its face.
It cannot, however, be applied to appearances of department heads in inquiries in aid of legislation.
Congress is not bound in such instances to respect the refusal of the department head to appear in such inquiry, unless a valid claim of privilege is subsequently made either by the President herself or by the Executive Secretary, acting for the President.
6. War Powers
[Sec. 23(1), Art. VI].
By a vote of 2/3 of both Houses in joint session assembled, voting separately, declare the existence of a state of war.
7. Power to Act as Board of Canvassers in Election of President
[Sec. 4, Art. VII]
[a] Ruy Elias Lopez v. Senate of the Philippines, G.R. No. 163556, June 8, 2004:
In the exercise of this power, Congress may validly delegate the initial determination of the authenticity and due execution of the certificates of canvass to a Joint Congressional Committee, composed of members of the House of Representatives and of the Senate.
The creation of the Joint Committee does not constitute grave abuse and cannot be said to have deprived petitioner and the other members of Congress of their congressional prerogatives, because under the very Rules under attack, the decisions and final report of the said Committee shall be subject to the approval of the joint session of Congress, the two Houses voting separately.
[b] Pimentel v. Joint Committee of Congress, G.R. No. 163783, June 22, 2004:
Even after Congress has adjourned its regular session, it may continue to perform this constitutional duty of canvassing the presidential and vice-presidential election results without need of any call for a special session by the President.
The joint public session of both Houses of Congress convened by express directive of Sec. 4, Article VII of the Constitution to canvass the votes for and to proclaim the newly-elected President and Vice President has not, and cannot, adjourn sine die until it has accomplished its constitutionally mandated tasks. For only when a board of canvassers has completed its functions is it rendered functus officio.
8. Power to Call a Special Election for President and Vice President
[Sec. 10, Art. VII]
The Congress shall, at ten o'clock in the morning of the third day after the vacancy in the offices of the President and Vice-President occurs, convene in accordance with its rules without need of a call and within seven days, enact a law calling for a special election to elect a President and a Vice-President to be held not earlier than forty-five days nor later than sixty days from the time of such call.
The bill calling such special election shall be deemed certified under paragraph 2, Section 26, Article V1 of this Constitution and shall become law upon its approval on third reading by the Congress.
Appropriations for the special election shall be charged against any current appropriations and shall be exempt from the requirements of paragraph 4, Section 25, Article V1 of this Constitution.
The convening of the Congress cannot be suspended nor the special election postponed.
No special election shall be called if the vacancy occurs within eighteen months before the date of the next presidential election.
9. Power to Judge President's Physical Fitness to Discharge the Functions of the Presidency
[Sec. 11, Art. VII]
Whenever the President transmits to the President of the Senate and the Speaker of the House of Representatives his written declaration that he is unable to discharge the powers and duties of his office, and until he transmits to them a written declaration to the contrary, such powers and duties shall be discharged by the Vice-President as Acting President.
Whenever a majority of all the Members of the Cabinet transmit to the President of the Senate and to the Speaker of the House of Representatives their written declaration that the President is unable to discharge the powers and duties of his office, the Vice-President shall immediately assume the powers and duties of the office as Acting President.
Thereafter, when the President transmits to the President of the Senate and to the Speaker of the House of Representatives his written declaration that no inability exists, he shall reassume the powers and duties of his office. Meanwhile, should a majority of all the Members of the Cabinet transmit within five days to the President of the Senate and to the Speaker of the House of Representatives, their written declaration that the President is unable to discharge the powers and duties of his office, the Congress shall decide the issue.
For that purpose, the Congress shall convene, if it is not in session, within forty-eight hours, in accordance with its rules and without need of call.
If the Congress, within ten days after receipt of the last written declaration, or, if not in session, within twelve days after it is required to assemble, determines by a two-thirds vote of both Houses, voting separately, that the President is unable to discharge the powers and duties of his office, the Vice-President shall act as President; otherwise, the President shall continue exercising the powers and duties of his office.
10. Power to Revoke or Extend Suspension of the Privilege of the Writ of Habeas Corpus or Declaration of Martial Law
[Sec. 18, Art. VII]
The President shall be the Commander-in-Chief of all armed forces of the Philippines and whenever it becomes necessary, he may call out such armed forces to prevent or suppress lawless violence, invasion or rebellion. In case of invasion or rebellion, when the public safety requires it, he may, for a period not exceeding sixty days, suspend the privilege of the writ of habeas corpus or place the Philippines or any part thereof under martial law. Within forty-eight hours from the proclamation of martial law or the suspension of the privilege of the writ of habeas corpus, the President shall submit a report in person or in writing to the Congress.
The Congress, voting jointly, by a vote of at least a majority of all its Members in regular or special session, may revoke such proclamation or suspension, which revocation shall not be set aside by the President. Upon the initiative of the President, the Congress may, in the same manner, extend such proclamation or suspension for a period to be determined by the Congress, if the invasion or rebellion shall persist and public safety requires it.
The Congress, if not in session, shall, within twenty-four hours following such proclamation or suspension, convene in accordance with its rules without need of a call.
The Supreme Court may review, in an appropriate proceeding filed by any citizen, the sufficiency of the factual basis of the proclamation of martial law or the suspension of the privilege of the writ or the extension thereof, and must promulgate its decision thereon within thirty days from its filing.
A state of martial law does not suspend the operation of the Constitution, nor supplant the functioning of the civil courts or legislative assemblies, nor authorize the conferment of jurisdiction on military courts and agencies over civilians where civil courts are able to function, nor automatically suspend the privilege of the writ.
The suspension of the privilege of the writ shall apply only to persons judicially charged for rebellion or offenses inherent in or directly connected with invasion.
During the suspension of the privilege of the writ, any person thus arrested or detained shall be judicially charged within three days, otherwise he shall be released.
11. Power to Concur in Presidential Amnesties
[Sec. 19, Art. VII]
Except in cases of impeachment, or as otherwise provided in this Constitution, the President may grant reprieves, commutations, and pardons, and remit fines and forfeitures, after conviction by final judgment.
He shall also have the power to grant amnesty with the concurrence of a majority of all the Members of the Congress.
Concurrence of majority of all the members of Congress.
12. Power to Concur in Treaties or International Agreements
[Sec. 21, Art. VII]
No treaty or international agreement shall be valid and effective unless concurred in by at least two-thirds of all the Members of the Senate.
Concurrence of at least 2/3 of all the members of the Senate.
Commissioner of Customs v. Eastern Sea Trading, 3 SCRA 351.
13. Power to Confirm Certain Appointments/Nominations Made by the President
[a] Nomination made by the President in the event of a vacancy in the Office of Vice President, from among the members of Congress, confirmed by a majority vote of all the Members of both Houses of Congress, voting separately [Sec. 9, Art. VII].
Whenever there is a vacancy in the Office of the Vice-President during the term for which he was elected, the President shall nominate a Vice-President from among the Members of the Senate and the House of Representatives who shall assume office upon confirmation by a majority vote of all the Members of both Houses of the Congress, voting separately.
[b] Nominations made by the President under Sec. 16, Art. VII, confirmed by the Commission on Appointments.
The President shall nominate and, with the consent of the Commission on Appointments, appoint the heads of the executive departments, ambassadors, other public ministers and consuls, or officers of the armed forces from the rank of colonel or naval captain, and other officers whose appointments are vested in him in this Constitution.
He shall also appoint all other officers of the Government whose appointments are not otherwise provided for by law, and those whom he may be authorized by law to appoint.
The Congress may, by law, vest the appointment of other officers lower in rank in the President alone, in the courts, or in the heads of departments, agencies, commissions, or boards.
The President shall have the power to make appointments during the recess of the Congress, whether voluntary or compulsory, but such appointments shall be effective only until disapproved by the Commission on Appointments or until the next adjournment of the Congress.
14. Power of Impeachment
[Sec. 2, Art. XI]
The President, the Vice-President, the Members of the Supreme Court, the Members of the Constitutional Commissions, and the Ombudsman may be removed from office on impeachment for, and conviction of, culpable violation of the Constitution, treason, bribery, graft and corruption, other high crimes, or betrayal of public trust.
All other public officers and employees may be removed from office as provided by law, but not by impeachment.
15. Power Relative to Natural Resources
[Sec. 2, Art. XII]
All lands of the public domain, waters, minerals, coal, petroleum, and other mineral oils, all forces of potential energy, fisheries, forests or timber, wildlife, flora and fauna, and other natural resources are owned by the State. With the exception of agricultural lands, all other natural resources shall not be alienated. The exploration, development, and utilization of natural resources shall be under the full control and supervision of the State. The State may directly undertake such activities, or it may enter into co-production, joint venture, or production-sharing agreements with Filipino citizens, or corporations or associations at least 60 per centum of whose capital is owned by such citizens. Such agreements may be for a period not exceeding twenty-five years, renewable for not more than twenty-five years, and under such terms and conditions as may provided by law. In cases of water rights for irrigation, water supply, fisheries, or industrial uses other than the development of waterpower, beneficial use may be the measure and limit of the grant.
The State shall protect the nations marine wealth in its archipelagic waters, territorial sea, and exclusive economic zone, and reserve its use and enjoyment exclusively to Filipino citizens.
The Congress may, by law, allow small-scale utilization of natural resources by Filipino citizens, as well as cooperative fish farming, with priority to subsistence fishermen and fish workers in rivers, lakes, bays, and lagoons.
The President may enter into agreements with foreign-owned corporations involving either technical or financial assistance for large-scale exploration, development, and utilization of minerals, petroleum, and other mineral oils according to the general terms and conditions provided by law, based on real contributions to the economic growth and general welfare of the country. In such agreements, the State shall promote the development and use of local scientific and technical resources. The President shall notify the Congress of every contract entered into in accordance with this provision, within thirty days from its execution.
16. Power to Propose Amendments to the Constitution
[Secs. 1 and 2, Art. XVII]
Any amendment to, or revision of, this Constitution may be proposed by:
The Congress, upon a vote of three-fourths of all its Members; or
A constitutional convention.
Amendments to this Constitution may likewise be directly proposed by the people through initiative upon a petition of at least twelve per centum of the total number of registered voters, of which every legislative district must be represented by at least three per centum of the registered voters therein. No amendment under this section shall be authorized within five years following the ratification of this Constitution nor oftener than once every five years thereafter.
The Congress shall provide for the implementation of the exercise of this right.